# Financial Horizons, Inc.

> Financial Horizons, Inc. is an SEC-registered investment advisory firm, registered since 1975, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 110741
- Filed as: FINANCIAL HORIZONS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110741
- AdvisorCensus page: https://advisorcensus.com/firm/financial-horizons-inc-110741

## Quick answers

**How is Financial Horizons, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Horizons, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Financial Horizons, Inc. registered with the SEC or a state?**
Financial Horizons, Inc. is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 110741.

**How much does Financial Horizons, Inc. manage?**
Financial Horizons, Inc. reports $190,027,919 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Financial Horizons, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Financial Horizons, Inc.: Regulatory assets under management: $137,847,500 in the October 2021 data and $190,027,919 in the October 2026 data, up 38%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Horizons, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11); pension and profit sharing plans (but not the plan participants or government pension plans) (2); other (1).

**Does Financial Horizons, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110741

**What changed in Financial Horizons, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $163,743,502 to $190,027,919 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $190,027,919
- Discretionary: $190,027,919
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 11 | $149,415,587 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $40,608,859 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 1 | $3,473 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1975 (51 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $137,847,500 | 1 | March 30, 2021 |
| October 2022 | $156,257,112 | 1 | March 30, 2022 |
| October 2023 | $147,891,970 | 1 | March 29, 2023 |
| October 2024 | $161,254,619 | 1 | March 27, 2024 |
| October 2025 | $163,743,502 | 1 | March 27, 2025 |
| October 2026 | $190,027,919 | 1 | March 30, 2026 |

Regulatory assets under management: $137,847,500 in the October 2021 data and $190,027,919 in the October 2026 data, up 38%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $163,743,502 to $190,027,919 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Horizons, Inc. (CRD 110741): Form ADV filing data as of October 2026.