# Financial Guidance Group, Inc.

> Financial Guidance Group, Inc. is an SEC-registered investment advisory firm, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 108799
- Filed as: FINANCIAL GUIDANCE GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108799
- AdvisorCensus page: https://advisorcensus.com/firm/financial-guidance-group-inc-108799

## Quick answers

**How is Financial Guidance Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Guidance Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Financial Guidance Group, Inc. charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Flat fee: $3,000 to $10,000 (Comprehensive planning services); Hourly rate: $300 an hour (Targeted planning – review, analysis and evaluation of a…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Financial Guidance Group, Inc. registered with the SEC or a state?**
Financial Guidance Group, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 108799.

**How much does Financial Guidance Group, Inc. manage?**
Financial Guidance Group, Inc. reports $288,447,277 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Financial Guidance Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Financial Guidance Group, Inc.: Regulatory assets under management: $141,736,906 in the October 2021 data and $288,447,277 in the October 2026 data, up 104%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Guidance Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (221); high net worth individuals (70); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Financial Guidance Group, Inc. use?**
Financial Guidance Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Shareholders Service Group, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Financial Guidance Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108799

**What changed in Financial Guidance Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $214,263,751 to $288,447,277 (+35%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Flat fee: $3,000 to $10,000 (Comprehensive planning services)

> All comprehensive planning services are offered on a fixed fee basis and will range from $3,000 to $10,000 for the initial engagement.

- Hourly rate: $300 an hour (Targeted planning – review, analysis and evaluation of a…)

> the fee will be billed at a rate not to exceed $300 per hour with a four-hour minimum fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Shareholders Service Group, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $288,447,277
- Discretionary: $288,447,277
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 221 | $73,236,372 |
| High net worth individuals | 70 | $212,353,840 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $2,857,065 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2015 (11 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fgginc.com
- Facebook @FGGINC
- Instagram @FGG.INC
- LinkedIn @FINANCIAL-GUIDANCE-GROUP-INC-
- X @FGGINC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $141,736,906 | 6 | April 6, 2021 |
| October 2022 | $177,145,741 | 6 | July 13, 2022 |
| October 2023 | $164,315,322 | 6 | March 30, 2023 |
| October 2024 | $185,973,890 | 6 | March 29, 2024 |
| October 2025 | $214,263,751 | 5 | March 27, 2025 |
| October 2026 | $288,447,277 | 5 | March 25, 2026 |

Regulatory assets under management: $141,736,906 in the October 2021 data and $288,447,277 in the October 2026 data, up 104%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $214,263,751 to $288,447,277 (+35%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Guidance Group, Inc. (CRD 108799): Form ADV filing data as of October 2026.