# Financial Forum, Inc.

> Financial Forum, Inc. is an SEC-registered investment advisory firm in Spokane, WA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.

- CRD: 307740
- Filed as: FINANCIAL FORUM, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Spokane, WA
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307740
- AdvisorCensus page: https://advisorcensus.com/firm/financial-forum-inc-spokane-wa-307740

## Quick answers

**How is Financial Forum, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Forum, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Financial Forum, Inc. located?**
Financial Forum, Inc.'s principal office is in Spokane, WA, according to its Form ADV.

**Is Financial Forum, Inc. registered with the SEC or a state?**
Financial Forum, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307740.

**How much does Financial Forum, Inc. manage?**
Financial Forum, Inc. reports $285,773,471 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).

**How have Financial Forum, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Financial Forum, Inc.: Regulatory assets under management: $182,508,594 in the October 2021 data and $285,773,471 in the October 2026 data, up 57%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Forum, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (495); high net worth individuals (77).

**Which custodians does Financial Forum, Inc. use?**
Financial Forum, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Financial Forum, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307740

**Does Financial Forum, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated August 4, 2026 says: "Financial Forum has no asset minimum."

**What changed in Financial Forum, Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated August 4, 2026)

- Account minimum: None

> Financial Forum has no asset minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $285,773,471
- Discretionary: $285,773,471
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 495 | $132,158,574 |
| High net worth individuals | 77 | $153,614,897 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, ID, LA, MT, NE, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialforum.biz
- financialforum.io

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $182,508,594 | 5 | September 21, 2021 |
| October 2022 | $222,764,042 | 5 | March 7, 2022 |
| October 2023 | $190,312,117 | 4 | March 29, 2023 |
| October 2024 | $216,371,219 | 4 | February 26, 2024 |
| October 2025 | $276,047,627 | 4 | March 24, 2025 |
| October 2026 | $285,773,471 | 5 | August 4, 2026 |

Regulatory assets under management: $182,508,594 in the October 2021 data and $285,773,471 in the October 2026 data, up 57%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Employees performing advisory functions went from 3 to 4.

### January 2026
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Forum, Inc. (CRD 307740): Form ADV filing data as of October 2026.