# Financial Engineering LLC

> Financial Engineering LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 308314
- Filed as: FINANCIAL ENGINEERING LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Jersey
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/308314
- AdvisorCensus page: https://advisorcensus.com/firm/financial-engineering-llc-308314

## Quick answers

**How is Financial Engineering LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Engineering LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Financial Engineering LLC registered with the SEC or a state?**
Financial Engineering LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 308314.

**How much does Financial Engineering LLC manage?**
Financial Engineering LLC reports $437,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**What types of clients does Financial Engineering LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Financial Engineering LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/308314

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $437,000
- Discretionary: $0
- Non-discretionary: $437,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $412,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $25,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialengineering.com
- Facebook @KennethFGibbons
- LinkedIn @kennethfgibbons

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Engineering LLC (CRD 308314): Form ADV filing data as of October 2026.