# Financial Counsel, LLC

> Financial Counsel, LLC is a state-registered investment advisory firm, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 113828
- Filed as: FINANCIAL COUNSEL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113828
- AdvisorCensus page: https://advisorcensus.com/firm/financial-counsel-llc-113828

## Quick answers

**How is Financial Counsel, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Counsel, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Financial Counsel, LLC registered with the SEC or a state?**
Financial Counsel, LLC is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 113828.

**How much does Financial Counsel, LLC manage?**
Financial Counsel, LLC reports $57,050,541 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (94% discretionary).

**What types of clients does Financial Counsel, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (82); individuals (other than high net worth individuals) (30).

**Does Financial Counsel, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113828

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $57,050,541
- Discretionary: $53,496,299
- Non-discretionary: $3,554,242

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 30 | $6,647,414 |
| High net worth individuals | 82 | $48,747,703 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,655,424 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Counsel, LLC (CRD 113828): Form ADV filing data as of October 2026.