# Financial Consulting Professionals, LLC

> Financial Consulting Professionals, LLC is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 17, 2024.

- CRD: 296627
- Filed as: FINANCIAL CONSULTING PROFESSIONALS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: January 17, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/296627
- AdvisorCensus page: https://advisorcensus.com/firm/financial-consulting-professionals-llc-scottsdale-az-296627

## Quick answers

**How is Financial Consulting Professionals, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Consulting Professionals, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Financial Consulting Professionals, LLC located?**
Financial Consulting Professionals, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Financial Consulting Professionals, LLC registered with the SEC or a state?**
Financial Consulting Professionals, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 296627.

**How much does Financial Consulting Professionals, LLC manage?**
Financial Consulting Professionals, LLC reports $10,400,000 in regulatory assets under management in its Form ADV filing dated January 17, 2024 (0% discretionary).

**What types of clients does Financial Consulting Professionals, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Does Financial Consulting Professionals, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/296627

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,400,000
- Discretionary: $0
- Non-discretionary: $10,400,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $400,000 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $10,000,000 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [financialconsultingprofessionals.com](https://financialconsultingprofessionals.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Consulting Professionals, LLC (CRD 296627): Form ADV filing data as of October 2026.