# Financial Connection, Inc

> Financial Connection, Inc is a state-registered investment advisory firm in Boca Raton, FL, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 120191
- Filed as: FINANCIAL CONNECTION, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120191
- AdvisorCensus page: https://advisorcensus.com/firm/financial-connection-inc-boca-raton-fl-120191

## Quick answers

**How is Financial Connection, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Connection, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Financial Connection, Inc located?**
Financial Connection, Inc's principal office is in Boca Raton, FL, according to its Form ADV.

**Is Financial Connection, Inc registered with the SEC or a state?**
Financial Connection, Inc is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 120191.

**How much does Financial Connection, Inc manage?**
Financial Connection, Inc reports $93,680 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**Does Financial Connection, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120191

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $93,680
- Discretionary: $93,680
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $89,915 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,765 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialconnectioninc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Connection, Inc (CRD 120191): Form ADV filing data as of October 2026.