# Financial Avenues

> Financial Avenues is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 153458
- Filed as: FINANCIAL AVENUES
- Legal name: Financial Avenues LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153458
- AdvisorCensus page: https://advisorcensus.com/firm/financial-avenues-153458

## Quick answers

**How is Financial Avenues compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Avenues reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Is Financial Avenues registered with the SEC or a state?**
Financial Avenues is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 153458.

**How much does Financial Avenues manage?**
Financial Avenues reports $147,618,248 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Financial Avenues serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (44); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Financial Avenues use?**
Financial Avenues' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Vanguard Marketing Corporation as custodians holding 10% or more of its separately managed account assets.

**Does Financial Avenues report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153458

**Does Financial Avenues state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "We do not require minimum income levels, minimum level of assets, or other conditions for our services."

**What changed in Financial Avenues' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $127,715,226 to $147,618,248 (+16%). Changed its office addresses in Leawood, KS.

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> We do not require minimum income levels, minimum level of assets, or other conditions for our services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Vanguard Marketing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $147,618,248
- Discretionary: $147,618,248
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $18,622,772 |
| High net worth individuals | 50 | $127,033,786 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $1,320,447 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 1 | $641,243 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, MO, NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Leawood, KS
- Liberty, MO

### Websites listed on Form ADV (Item 1.I)
- myfinancialavenues.com
- Facebook @MyFinancialAvenues
- LinkedIn @financial-avenues-llc
- YouTube @UCy59QKCNkCuqpRn9auWhAIg

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $127,715,226 to $147,618,248 (+16%).
- Changed its office addresses in Leawood, KS.

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Avenues (CRD 153458): Form ADV filing data as of October 2026.