# Financial Asset Management Corp

> Financial Asset Management Corp is an SEC-registered investment advisory firm in Chappaqua, NY, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 106643
- Filed as: FINANCIAL ASSET MANAGEMENT CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chappaqua, NY
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106643
- AdvisorCensus page: https://advisorcensus.com/firm/financial-asset-management-corp-chappaqua-ny-106643

## Quick answers

**How is Financial Asset Management Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Asset Management Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Financial Asset Management Corp located?**
Financial Asset Management Corp's principal office is in Chappaqua, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Financial Asset Management Corp registered with the SEC or a state?**
Financial Asset Management Corp is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 106643.

**How much does Financial Asset Management Corp manage?**
Financial Asset Management Corp reports $436,155,418 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (89% discretionary).

**How have Financial Asset Management Corp's assets and staff changed since 2021?**
In the Form ADV data for Financial Asset Management Corp: Regulatory assets under management: $282,847,882 in the October 2021 data and $436,155,418 in the October 2026 data, up 54%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Asset Management Corp serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (105); individuals (other than high net worth individuals) (99).

**Which custodians does Financial Asset Management Corp use?**
Financial Asset Management Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Financial Asset Management Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106643

**What changed in Financial Asset Management Corp's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $393,243,004 to $436,155,418 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $436,155,418
- Discretionary: $387,613,070
- Non-discretionary: $48,542,348

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 99 | $51,206,230 |
| High net worth individuals | 105 | $382,135,808 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,813,380 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1986 (40 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, NH, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- famcorporation.com
- Facebook @FINANCIALASSETMANAGEMENTCORP
- LinkedIn @FINANCIAL-ASSET-MANAGEMENT-CORP
- X @FINASSETMGTCORP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $282,847,882 | 5 | August 31, 2021 |
| October 2022 | $336,591,659 | 6 | March 18, 2022 |
| October 2023 | $316,210,131 | 4 | September 21, 2023 |
| October 2024 | $341,301,033 | 3 | September 24, 2024 |
| October 2025 | $393,243,004 | 4 | March 24, 2025 |
| October 2026 | $436,155,418 | 3 | March 18, 2026 |

Regulatory assets under management: $282,847,882 in the October 2021 data and $436,155,418 in the October 2026 data, up 54%.
Total employees: 5 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $393,243,004 to $436,155,418 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Asset Management Corp (CRD 106643): Form ADV filing data as of October 2026.