# Financial Architects, LLC

> Financial Architects, LLC is an SEC-registered investment advisory firm in Woodstock, GA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 116027
- Filed as: FINANCIAL ARCHITECTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woodstock, GA
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116027
- AdvisorCensus page: https://advisorcensus.com/firm/financial-architects-llc-woodstock-ga-116027

## Quick answers

**How is Financial Architects, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Architects, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Financial Architects, LLC charge?**
Its Form ADV Part 2A brochure dated February 4, 2026 states: Up to $2,000,000: 1% a year; Above $2,000,000: 0.5% a year; Hourly rate: $500 an hour (general consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Financial Architects, LLC located?**
Financial Architects, LLC's principal office is in Woodstock, GA, according to its Form ADV.

**Is Financial Architects, LLC registered with the SEC or a state?**
Financial Architects, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 116027.

**How much does Financial Architects, LLC manage?**
Financial Architects, LLC reports $199,150,091 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**How have Financial Architects, LLC's assets and staff changed since 2022?**
In the Form ADV data for Financial Architects, LLC: Regulatory assets under management: $124,590,957 in the October 2022 data and $199,150,091 in the October 2026 data, up 60%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Architects, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (61); individuals (other than high net worth individuals) (39).

**Which custodians does Financial Architects, LLC use?**
Financial Architects, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Financial Architects, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116027

**What changed in Financial Architects, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $167,030,084 to $199,150,091 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 4, 2026)

- Up to $2,000,000: 1% a year
- Above $2,000,000: 0.5% a year

> The annual portfolio management fee schedule, based on a percentage of assets under management, is as follows: Assets Under Management Annual Fee First $2,000,000 1.00% Thereafter 0.50%

- Hourly rate: $500 an hour (general consulting services)

> Fees for general consulting are negotiated at the time of the engagement for such services, and are normally based on an hourly fee of $500 or a flat fee, depending on the nature of the engagement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $199,150,091
- Discretionary: $199,150,091
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $17,629,250 |
| High net worth individuals | 61 | $181,520,841 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialarchitectsllc.com
- LinkedIn @financialarchitects

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $124,590,957 | 3 | April 12, 2022 |
| October 2023 | $112,405,534 | 3 | February 1, 2023 |
| October 2024 | $137,185,202 | 3 | January 31, 2024 |
| October 2025 | $167,030,084 | 3 | February 11, 2025 |
| October 2026 | $199,150,091 | 3 | February 4, 2026 |

Regulatory assets under management: $124,590,957 in the October 2022 data and $199,150,091 in the October 2026 data, up 60%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $167,030,084 to $199,150,091 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Architects, LLC (CRD 116027): Form ADV filing data as of October 2026.