# Financial Advisory Group, Inc.

> Financial Advisory Group, Inc. is a state-registered investment advisory firm in Appleton, WI, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 337686
- Filed as: FINANCIAL ADVISORY GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Appleton, WI
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337686
- AdvisorCensus page: https://advisorcensus.com/firm/financial-advisory-group-inc-appleton-wi-337686

## Quick answers

**How is Financial Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Financial Advisory Group, Inc. located?**
Financial Advisory Group, Inc.'s principal office is in Appleton, WI, according to its Form ADV.

**Is Financial Advisory Group, Inc. registered with the SEC or a state?**
Financial Advisory Group, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337686.

**How much does Financial Advisory Group, Inc. manage?**
Financial Advisory Group, Inc. reports $4,203,721 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**What types of clients does Financial Advisory Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Financial Advisory Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337686

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $4,203,721
- Discretionary: $4,203,721
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $4,203,721 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialadvisorygp.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Advisory Group, Inc. (CRD 337686): Form ADV filing data as of October 2026.