# Financial Advisor Network, Inc.

> Financial Advisor Network, Inc. is an SEC-registered investment advisory firm in Farmingdale, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 125537
- Filed as: FINANCIAL ADVISOR NETWORK, INC.
- Legal name: Trotta, John (NMN)
- Also doing business as: FINANCIAL ADVISOR NETWORK, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmingdale, NY
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125537
- AdvisorCensus page: https://advisorcensus.com/firm/financial-advisor-network-inc-farmingdale-ny-125537

## Quick answers

**How is Financial Advisor Network, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Advisor Network, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Financial Advisor Network, Inc. charge?**
Its Form ADV Part 2A brochure dated February 16, 2026 states: Up to $250,000: 1.25% a year; $250,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year; Hourly rate: $300 an hour (Other Service Fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Financial Advisor Network, Inc. located?**
Financial Advisor Network, Inc.'s principal office is in Farmingdale, NY, according to its Form ADV.

**Is Financial Advisor Network, Inc. registered with the SEC or a state?**
Financial Advisor Network, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 125537.

**How much does Financial Advisor Network, Inc. manage?**
Financial Advisor Network, Inc. reports $135,000,000 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (100% discretionary).

**How have Financial Advisor Network, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Financial Advisor Network, Inc.: Regulatory assets under management: $113,000,000 in the October 2021 data and $135,000,000 in the October 2026 data, up 19%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Financial Advisor Network, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (47).

**Does Financial Advisor Network, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125537

**Does Financial Advisor Network, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 16, 2026 says: "The minimum account level required to open an account is $250,000 per household."

**What changed in Financial Advisor Network, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 16, 2026)

- Up to $250,000: 1.25% a year
- $250,000 to $1,000,000: 0.9% a year
- $1,000,000 to $2,000,000: 0.75% a year
- Above $2,000,000: 0.5% a year

> On the first $250,000 1.25% On the next $750,000 0.90% On the next $1,000,000 0.75% Over $2,000,000 0.50%

- Account minimum: $250,000

> The minimum account level required to open an account is $250,000 per household.

- Hourly rate: $300 an hour (Other Service Fees)

> Other Service Fees – charged at the rate of $300 per hour, payable upon completion of services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $135,000,000
- Discretionary: $135,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $45,000,000 |
| High net worth individuals | 47 | $90,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $113,000,000 | 5 | March 30, 2021 |
| October 2022 | $130,000,000 | 5 | February 22, 2022 |
| October 2023 | $135,000,000 | 5 | February 8, 2023 |
| October 2024 | $140,000,000 | 5 | February 21, 2024 |
| October 2025 | $146,000,000 | 5 | February 17, 2025 |
| October 2026 | $135,000,000 | 4 | February 16, 2026 |

Regulatory assets under management: $113,000,000 in the October 2021 data and $135,000,000 in the October 2026 data, up 19%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Advisor Network, Inc. (CRD 125537): Form ADV filing data as of October 2026.