# Financial Action, Inc.

> Financial Action, Inc. is an SEC-registered investment advisory firm in Monument, CO, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 140285
- Filed as: FINANCIAL ACTION, INC.
- Also doing business as: ELEVATED FINANCIAL PLANNING, FINANCIAL FUTURE SERVICES, LLC., PARAGON CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Monument, CO
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140285
- AdvisorCensus page: https://advisorcensus.com/firm/financial-action-inc-monument-co-140285

## Quick answers

**How is Financial Action, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Financial Action, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Financial Action, Inc. located?**
Financial Action, Inc.'s principal office is in Monument, CO, according to its Form ADV.

**Is Financial Action, Inc. registered with the SEC or a state?**
Financial Action, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 140285.

**How much does Financial Action, Inc. manage?**
Financial Action, Inc. reports $100,278,633 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (99% discretionary).

**What types of clients does Financial Action, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (432); high net worth individuals (32); corporations or other businesses not listed above (15).

**Which custodians does Financial Action, Inc. use?**
Financial Action, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Financial Action, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140285

**What changed in Financial Action, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in AZ, NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $100,278,633
- Discretionary: $99,691,086
- Non-discretionary: $587,547

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 432 | $82,448,284 |
| High net worth individuals | 32 | $17,652,673 |
| Corporations or other businesses not listed above | 15 | $177,676 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, FL, LA, NE, OK, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- elevatemywealth.com
- faiinv.com
- ffsinv.com
- LinkedIn @elevatemywealth
- LinkedIn @financial-future-services

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in AZ, NE.

### July 2026
- Registered or notice-filed in OK.

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Financial Action, Inc. (CRD 140285): Form ADV filing data as of October 2026.