# Finamex Asset Management, LLC

> Finamex Asset Management, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 304260
- Filed as: FINAMEX ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304260
- AdvisorCensus page: https://advisorcensus.com/firm/finamex-asset-management-llc-houston-tx-304260

## Quick answers

**How is Finamex Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Finamex Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Finamex Asset Management, LLC located?**
Finamex Asset Management, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Finamex Asset Management, LLC registered with the SEC or a state?**
Finamex Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 304260.

**How much does Finamex Asset Management, LLC manage?**
Finamex Asset Management, LLC reports $113,852,806 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (45% discretionary).

**What types of clients does Finamex Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140); high net worth individuals (34); corporations or other businesses not listed above (16).

**Does Finamex Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304260

**Does Finamex Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 10, 2026 says: "Finamex Asset Management, LLC generally requires a minimum asset base of US$ 250,000 for investment advisory services." "Finamex Asset Management, in its sole discretion, may charge lower investment management fee or waive or reduce its minimum asset requirement based upon certain criteria"

**What changed in Finamex Asset Management, LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 10, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Finamex Asset Management, LLC generally requires a minimum asset base of US$ 250,000 for investment advisory services.

> Finamex Asset Management, in its sole discretion, may charge lower investment management fee or waive or reduce its minimum asset requirement based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $113,852,806
- Discretionary: $51,212,095
- Non-discretionary: $62,640,711

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 140 | $41,419,682 |
| High net worth individuals | 34 | $66,044,539 |
| Corporations or other businesses not listed above | 16 | $6,388,585 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 2 (now no: 11.E(2), 11.E(4)).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Finamex Asset Management, LLC (CRD 304260): Form ADV filing data as of October 2026.