# Fillmore Capital Partners, LLC

> Fillmore Capital Partners, LLC is an SEC-registered investment advisory firm in Powell, OH, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 139256
- Filed as: FILLMORE CAPITAL PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Powell, OH
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139256
- AdvisorCensus page: https://advisorcensus.com/firm/fillmore-capital-partners-llc-powell-oh-139256

## Quick answers

**How is Fillmore Capital Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fillmore Capital Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**What does Fillmore Capital Partners, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Fillmore Capital Partners, LLC located?**
Fillmore Capital Partners, LLC's principal office is in Powell, OH, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Fillmore Capital Partners, LLC registered with the SEC or a state?**
Fillmore Capital Partners, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 139256.

**How much does Fillmore Capital Partners, LLC manage?**
Fillmore Capital Partners, LLC reports $247,072,343 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Fillmore Capital Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Fillmore Capital Partners, LLC: Regulatory assets under management: $3,187,043,530 in the October 2021 data and $247,072,343 in the October 2026 data, down 92%. Total employees: 19 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fillmore Capital Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Fillmore Capital Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139256

**What changed in Fillmore Capital Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 8. Regulatory assets under management went from $1,383,264,959 to $247,072,343 (-82%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)

> FCP’s compensation is negotiable and varies, but it typically charges an annual fee of between 0.50% and 2.00% of either committed capital or invested capital

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $247,072,343
- Discretionary: $247,072,343
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $247,072,343 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 22 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Petaluma, CA

### Websites listed on Form ADV (Item 1.I)
- fillmorecap.com
- LinkedIn @fillmorecapitalpartners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,187,043,530 | 19 | March 25, 2021 |
| October 2022 | $1,320,000,000 | 24 | April 1, 2022 |
| October 2023 | $1,400,000,000 | 27 | March 24, 2023 |
| October 2024 | $1,390,000,000 | 25 | March 22, 2024 |
| October 2025 | $1,383,264,959 | 25 | May 1, 2025 |
| October 2026 | $247,072,343 | 22 | March 26, 2026 |

Regulatory assets under management: $3,187,043,530 in the October 2021 data and $247,072,343 in the October 2026 data, down 92%.
Total employees: 19 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 8.
- Regulatory assets under management went from $1,383,264,959 to $247,072,343 (-82%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fillmore Capital Partners, LLC (CRD 139256): Form ADV filing data as of October 2026.