# Fig Tree Capital

> Fig Tree Capital is a state-registered investment advisory firm, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 7, 2026.

- CRD: 288112
- Filed as: FIG TREE CAPITAL
- Legal name: Lora, Joseph B.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: September 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288112
- AdvisorCensus page: https://advisorcensus.com/firm/fig-tree-capital-288112

## Quick answers

**How is Fig Tree Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Fig Tree Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fig Tree Capital registered with the SEC or a state?**
Fig Tree Capital is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288112.

**How much does Fig Tree Capital manage?**
Fig Tree Capital reports $8,690,000 in regulatory assets under management in its Form ADV filing dated September 7, 2026 (100% discretionary).

**What types of clients does Fig Tree Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28).

**Does Fig Tree Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288112

**What changed in Fig Tree Capital's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $6,765,445 to $8,690,000 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $8,690,000
- Discretionary: $8,667,915
- Non-discretionary: $22,085

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $8,690,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- figtreecap.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $6,765,445 to $8,690,000 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fig Tree Capital (CRD 288112): Form ADV filing data as of October 2026.