# Fifth Third Wealth Advisors LLC

> Fifth Third Wealth Advisors LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2021, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 29, 2026.

- CRD: 313015
- Filed as: FIFTH THIRD WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: July 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313015
- AdvisorCensus page: https://advisorcensus.com/firm/fifth-third-wealth-advisors-llc-cincinnati-oh-313015

## Quick answers

**How is Fifth Third Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fifth Third Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Fifth Third Wealth Advisors LLC located?**
Fifth Third Wealth Advisors LLC's principal office is in Cincinnati, OH, according to its Form ADV; the August 2026 filing also lists 12 other offices (Schedule D, Section 1.F).

**Is Fifth Third Wealth Advisors LLC registered with the SEC or a state?**
Fifth Third Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313015.

**How much does Fifth Third Wealth Advisors LLC manage?**
Fifth Third Wealth Advisors LLC reports $7,799,185,568 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary).

**How have Fifth Third Wealth Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Fifth Third Wealth Advisors LLC: Regulatory assets under management: $0 in the October 2021 data and $7,799,185,568 in the October 2026 data. Total employees: 6 in October 2021 and 83 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fifth Third Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (860); high net worth individuals (566); corporations or other businesses not listed above (41).

**Which custodians does Fifth Third Wealth Advisors LLC use?**
Fifth Third Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and Fifth Third Bank (affiliated with the firm) as custodians holding 10% or more of its separately managed account assets.

**Does Fifth Third Wealth Advisors LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313015

**What changed in Fifth Third Wealth Advisors LLC's recent Form ADV filings?**
In the August 2026 filing data: Changed its office addresses in St. Louis, MO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- Fifth Third Bank (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $7,799,185,568
- Discretionary: $7,799,185,568
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 860 | $351,299,424 |
| High net worth individuals | 566 | $2,975,766,588 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $3,399,172 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $12,668,391 |
| Charitable organizations | 14 | $962,719,051 |
| State or municipal government entities (including government pension plans) | 10 | $1,183,002,197 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $107,708,013 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 41 | $2,202,622,732 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 83 total, 58 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313015

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Atlanta, GA
- Charlotte, NC
- Dallas, TX
- Huntsville, AL
- Lone Tree, CO
- Pittsburgh, PA
- Sewickley, PA
- Springfield, IL
- St. Louis, MO
- Tampa, FL
- Tarrytown, NY
- Winston-Salem, NC

### Websites listed on Form ADV (Item 1.I)
- 53.com/content/fifth-third/en/wealth-management/wealth-advisors.html
- ftwa.com
- LinkedIn @fifth-third-wealth-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 6 | September 10, 2021 |
| October 2022 | $1,105,839 | 9 | July 25, 2022 |
| October 2023 | $101,941,901 | 20 | August 22, 2023 |
| October 2024 | $571,665,625 | 47 | July 2, 2024 |
| October 2025 | $6,079,418,273 | 62 | March 28, 2025 |
| October 2026 | $7,799,185,568 | 83 | July 29, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $7,799,185,568 in the October 2026 data.
Total employees: 6 in October 2021 and 83 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Changed its office addresses in St. Louis, MO.

### April 2026
- Regulatory assets under management went from $6,079,418,273 to $7,799,185,568 (+28%).
- Employees performing advisory functions went from 52 to 58.
- Item 11 disclosure answers changed: 4 yes answers, previously 5 (now no: 11.D(4)).
- Changed its office addresses in Charlotte, NC.
- Changed its office addresses in Dallas, TX.
- Changed its office addresses in St. Louis, MO.
- Changed its office addresses in Winston-Salem, NC.
- Added an office in Huntsville, AL.
- Added an office in Lone Tree, CO.
- Added an office in Pittsburgh, PA.
- No longer lists an office in Naples, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fifth Third Wealth Advisors LLC (CRD 313015): Form ADV filing data as of October 2026.