# Fifth Set Private Wealth Management LLC

> Fifth Set Private Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.

- CRD: 159118
- Filed as: FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159118
- AdvisorCensus page: https://advisorcensus.com/firm/fifth-set-private-wealth-management-llc-159118

## Quick answers

**How is Fifth Set Private Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fifth Set Private Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Fifth Set Private Wealth Management LLC registered with the SEC or a state?**
Fifth Set Private Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 159118.

**How much does Fifth Set Private Wealth Management LLC manage?**
Fifth Set Private Wealth Management LLC reports $160,284,338 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (92% discretionary).

**How have Fifth Set Private Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Fifth Set Private Wealth Management LLC: Regulatory assets under management: $64,592,644 in the October 2021 data and $160,284,338 in the October 2026 data, up 148%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fifth Set Private Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (19).

**Which custodians does Fifth Set Private Wealth Management LLC use?**
Fifth Set Private Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Fifth Set Private Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159118

**Does Fifth Set Private Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 11, 2026 says: "Fifth Set requires new clients have a minimum account size of $800,000 for portfolio management services." "Fifth Set retains the right to modify fees, including minimum account size and/or minimum fee requirements, in its sole and absolute discretion, on a client-by-client basis."

**What changed in Fifth Set Private Wealth Management LLC's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 11, 2026)

- Account minimum: $800,000 (the brochure says it may be waived or negotiated)

> Fifth Set requires new clients have a minimum account size of $800,000 for portfolio management services.

> Fifth Set retains the right to modify fees, including minimum account size and/or minimum fee requirements, in its sole and absolute discretion, on a client-by-client basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,284,338
- Discretionary: $147,559,319
- Non-discretionary: $12,725,019

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $7,603,266 |
| High net worth individuals | 44 | $151,893,687 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $774,758 |
| Corporations or other businesses not listed above | Fewer than 5 | $12,627 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Harrison, NY

### Websites listed on Form ADV (Item 1.I)
- fifthsetwealth.com
- Facebook @fifthsetwealth
- LinkedIn @fifth-set-private-wealth-management-llc
- LinkedIn @ianpost
- X @IanAPost

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $64,592,644 | 2 | July 13, 2021 |
| October 2022 | $139,394,520 | 3 | July 26, 2022 |
| October 2023 | $116,222,730 | 3 | September 7, 2023 |
| October 2024 | $141,328,779 | 3 | April 30, 2024 |
| October 2025 | $146,925,238 | 3 | May 7, 2025 |
| October 2026 | $160,284,338 | 3 | February 12, 2026 |

Regulatory assets under management: $64,592,644 in the October 2021 data and $160,284,338 in the October 2026 data, up 148%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 2 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fifth Set Private Wealth Management LLC (CRD 159118): Form ADV filing data as of October 2026.