{
  "crd_number": 122448,
  "slug": "fifth-avenue-family-office-naples-fl-122448",
  "primary_business_name": "FIFTH AVENUE FAMILY OFFICE",
  "legal_name": "FIFTH AVENUE FAMILY OFFICE LLC",
  "dbas": [],
  "city": "Naples",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "34940",
  "metro": {
    "cbsa_code": "34940",
    "common_name": "Naples",
    "msa_name": "Naples-Marco Island, FL",
    "path": "/advisors/fl/naples"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-08-28",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-03-16",
  "carried_forward": false,
  "raum_total": 1350847041.0,
  "raum_discretionary": 229643997.0,
  "raum_non_discretionary": 1121203044.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 7,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 11016050.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 1339830991.0,
      "count": 9
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://fifthavenuefamily.com",
    "https://linkedin.com/company/fifthavenuefamily"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122448",
  "city_as_filed": "NAPLES",
  "url": "https://advisorcensus.com/firm/fifth-avenue-family-office-naples-fl-122448",
  "display_name": "Fifth Avenue Family Office",
  "summary": "Fifth Avenue Family Office is an SEC-registered investment advisory firm in Naples, FL, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.",
  "citation": "AdvisorCensus. Fifth Avenue Family Office (CRD 122448): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Fifth Avenue Family Office compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fifth Avenue Family Office reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Fifth Avenue Family Office charge?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $10,000,000: 0.75% a year; $10,000,000 to $30,000,000: 0.5% a year; Above $30,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Fifth Avenue Family Office located?",
      "a": "Fifth Avenue Family Office's principal office is in Naples, FL, according to its Form ADV."
    },
    {
      "q": "Is Fifth Avenue Family Office registered with the SEC or a state?",
      "a": "Fifth Avenue Family Office is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 122448."
    },
    {
      "q": "How much does Fifth Avenue Family Office manage?",
      "a": "Fifth Avenue Family Office reports $1,350,847,041 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (17% discretionary)."
    },
    {
      "q": "How have Fifth Avenue Family Office's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Fifth Avenue Family Office: Regulatory assets under management: $296,237,898 in the October 2021 data and $1,350,847,041 in the October 2026 data, up 356%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fifth Avenue Family Office serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (9)."
    },
    {
      "q": "Which custodians does Fifth Avenue Family Office use?",
      "a": "Fifth Avenue Family Office's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., J.P. Morgan Securities LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Fifth Avenue Family Office report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122448"
    },
    {
      "q": "Does Fifth Avenue Family Office state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 says: \"Our relationship minimum is $ 20,000,000 of AUA which we may waive at our sole discretion.\""
    },
    {
      "q": "What changed in Fifth Avenue Family Office's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $908,527,735 to $1,350,847,041 (+49%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 296237898.0,
      "total_employees": 7,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 337342191.0,
      "total_employees": 7,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 190674421.0,
      "total_employees": 6,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 633393801.0,
      "total_employees": 7,
      "filing_date": "2024-03-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 908527735.0,
      "total_employees": 7,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1350847041.0,
      "total_employees": 7,
      "filing_date": "2026-03-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $908,527,735 to $1,350,847,041 (+49%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in MI."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "$2,000,000 to $10,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$10,000,000 to $30,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $30,000,000",
        "rate": "0.25%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$20,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,000,000: 1% a year",
          "$2,000,000 to $10,000,000: 0.75% a year",
          "$10,000,000 to $30,000,000: 0.5% a year",
          "Above $30,000,000: 0.25% a year"
        ],
        "quotes": [
          "1.00%  on the first $2,000,000",
          "0.75%   on the next $8,000,000",
          "0.50% on the next $20,000,000",
          "0.25% on values over $30,000,000"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $20,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our relationship minimum is $ 20,000,000 of AUA which we may waive at our sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 2000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 2000000.0,
          "max": 10000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 10000000.0,
          "max": 30000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 30000000.0,
          "max": null,
          "rate_pct": 0.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 20000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "1.00%  on the first $2,000,000",
      "0.75%   on the next $8,000,000",
      "0.50% on the next $20,000,000",
      "0.25% on values over $30,000,000",
      "Our relationship minimum is $ 20,000,000 of AUA which we may waive at our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "J.P. Morgan Securities LLC",
      "name_as_filed": "J.P. MORGAN SECURITIES LLC",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fifth-avenue-family-office-naples-fl-122448.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 9,
      "fewer_than_5": false,
      "raum": 1339830991.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 11016050.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122448",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}