# Fieldstone Money Management, Inc.

> Fieldstone Money Management, Inc. is a state-registered investment advisory firm in Croton on Hudson, NY, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 126510
- Filed as: FIELDSTONE MONEY MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Croton on Hudson, NY
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126510
- AdvisorCensus page: https://advisorcensus.com/firm/fieldstone-money-management-inc-croton-on-hudson-ny-126510

## Quick answers

**How is Fieldstone Money Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Fieldstone Money Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fieldstone Money Management, Inc. located?**
Fieldstone Money Management, Inc.'s principal office is in Croton on Hudson, NY, according to its Form ADV.

**Is Fieldstone Money Management, Inc. registered with the SEC or a state?**
Fieldstone Money Management, Inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 126510.

**How much does Fieldstone Money Management, Inc. manage?**
Fieldstone Money Management, Inc. reports $9,700,316 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**What types of clients does Fieldstone Money Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (6).

**Does Fieldstone Money Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126510

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $9,700,316
- Discretionary: $9,700,316
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $4,632,614 |
| High net worth individuals | 6 | $5,067,702 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126510

### Websites listed on Form ADV (Item 1.I)
- fieldstonemoneymanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fieldstone Money Management, Inc. (CRD 126510): Form ADV filing data as of October 2026.