# Fields Gottscho Capital Management LLC

> Fields Gottscho Capital Management LLC is an SEC-registered investment advisory firm in Charlottesville, VA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 136069
- Filed as: FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlottesville, VA
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136069
- AdvisorCensus page: https://advisorcensus.com/firm/fields-gottscho-capital-management-llc-charlottesville-va-136069

## Quick answers

**How is Fields Gottscho Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fields Gottscho Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Fields Gottscho Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Hourly rate: $700 an hour (investment consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Fields Gottscho Capital Management LLC located?**
Fields Gottscho Capital Management LLC's principal office is in Charlottesville, VA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Fields Gottscho Capital Management LLC registered with the SEC or a state?**
Fields Gottscho Capital Management LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 136069.

**How much does Fields Gottscho Capital Management LLC manage?**
Fields Gottscho Capital Management LLC reports $333,044,193 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Fields Gottscho Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Fields Gottscho Capital Management LLC: Regulatory assets under management: $248,985,776 in the October 2021 data and $333,044,193 in the October 2026 data, up 34%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fields Gottscho Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (72); individuals (other than high net worth individuals) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Fields Gottscho Capital Management LLC use?**
Fields Gottscho Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Fields Gottscho Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136069

**Does Fields Gottscho Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "Fields Gottscho generally requires a minimum account of $ 500,000 for managed accounts, although this requirement may be waived under certain circumstances."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Fields Gottscho generally requires a minimum account of $ 500,000 for managed accounts, although this requirement may be waived under certain circumstances.

- Hourly rate: $700 an hour (investment consulting services)

> For clients who do not maintain managed accounts with Fields Gottscho, investment consulting services are available for a fee of $700 per hour, with a one hour minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $333,044,193
- Discretionary: $333,044,193
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $3,109,255 |
| High net worth individuals | 72 | $314,363,063 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $12,484,138 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $3,087,737 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2005 (21 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MD, NC, NJ, NY, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- East Brunswick, NJ
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- fieldsgottscho.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $248,985,776 | 4 | March 18, 2021 |
| October 2022 | $287,371,290 | 4 | March 18, 2022 |
| October 2023 | $232,296,475 | 4 | March 13, 2023 |
| October 2024 | $268,736,510 | 4 | March 6, 2024 |
| October 2025 | $323,745,847 | 4 | March 17, 2025 |
| October 2026 | $333,044,193 | 4 | March 10, 2026 |

Regulatory assets under management: $248,985,776 in the October 2021 data and $333,044,193 in the October 2026 data, up 34%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fields Gottscho Capital Management LLC (CRD 136069): Form ADV filing data as of October 2026.