# Field Capital Management, LLC

> Field Capital Management, LLC is a state-registered investment advisory firm in Santa Fe, NM, registered since 2001, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2025.

- CRD: 114229
- Filed as: FIELD CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Santa Fe, NM
- Filing period: October 2026
- Form ADV filing dated: March 31, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114229
- AdvisorCensus page: https://advisorcensus.com/firm/field-capital-management-llc-santa-fe-nm-114229

## Quick answers

**How is Field Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Field Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Field Capital Management, LLC located?**
Field Capital Management, LLC's principal office is in Santa Fe, NM, according to its Form ADV.

**Is Field Capital Management, LLC registered with the SEC or a state?**
Field Capital Management, LLC is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 114229.

**How much does Field Capital Management, LLC manage?**
Field Capital Management, LLC reports $0 in regulatory assets under management in its Form ADV filing dated March 31, 2025.

**Does Field Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114229

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2001 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NM
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Field Capital Management, LLC (CRD 114229): Form ADV filing data as of October 2026.