# Fiduciary Wealth

> Fiduciary Wealth is a state-registered investment advisory firm in Bloomington, MN, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 164702
- Filed as: FIDUCIARY WEALTH
- Legal name: Safe Harbor Capital Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bloomington, MN
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/164702
- AdvisorCensus page: https://advisorcensus.com/firm/fiduciary-wealth-bloomington-mn-164702

## Quick answers

**How is Fiduciary Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Fiduciary Wealth reports these compensation arrangements: a percentage of assets under its management.

**Where is Fiduciary Wealth located?**
Fiduciary Wealth's principal office is in Bloomington, MN, according to its Form ADV.

**Is Fiduciary Wealth registered with the SEC or a state?**
Fiduciary Wealth is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 164702.

**How much does Fiduciary Wealth manage?**
Fiduciary Wealth reports $16,059,282 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**What types of clients does Fiduciary Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38).

**Does Fiduciary Wealth report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/164702

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $16,059,282
- Discretionary: $16,059,282
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $16,059,282 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/164702

### Websites listed on Form ADV (Item 1.I)
- fiduciarymn.com
- LinkedIn @curtis-purington-854a9028

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fiduciary Wealth (CRD 164702): Form ADV filing data as of October 2026.