# Fiduciary Financial Group, LLC

> Fiduciary Financial Group, LLC is an SEC-registered investment advisory firm in San Rafael, CA, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 285681
- Filed as: FIDUCIARY FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Rafael, CA
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285681
- AdvisorCensus page: https://advisorcensus.com/firm/fiduciary-financial-group-llc-san-rafael-ca-285681

## Quick answers

**How is Fiduciary Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fiduciary Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Fiduciary Financial Group, LLC located?**
Fiduciary Financial Group, LLC's principal office is in San Rafael, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Fiduciary Financial Group, LLC registered with the SEC or a state?**
Fiduciary Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 285681.

**How much does Fiduciary Financial Group, LLC manage?**
Fiduciary Financial Group, LLC reports $1,122,904,774 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (99% discretionary).

**How have Fiduciary Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Fiduciary Financial Group, LLC: Regulatory assets under management: $244,008,460 in the October 2021 data and $1,122,904,774 in the October 2026 data, up 360%. Total employees: 5 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fiduciary Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (251); individuals (other than high net worth individuals) (161); corporations or other businesses not listed above (3).

**Which custodians does Fiduciary Financial Group, LLC use?**
Fiduciary Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Fiduciary Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285681

**Does Fiduciary Financial Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 4, 2026 says: "Fiduciary Financial Group requires an account minimum of $1,500,000. Fiduciary Financial Group reserves the right to waive or lower this minimum at their sole discretion."

**What changed in Fiduciary Financial Group, LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 10 to 9.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 4, 2026)

- Account minimum: $1,500,000 (the brochure says it may be waived or negotiated)

> Fiduciary Financial Group requires an account minimum of $1,500,000. Fiduciary Financial Group reserves the right to waive or lower this minimum at their sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,122,904,774
- Discretionary: $1,114,536,421
- Non-discretionary: $8,368,353

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 161 | $64,129,372 |
| High net worth individuals | 251 | $1,056,699,505 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $2,075,897 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, ID, NH, NM, NV, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Boise, ID
- Walnut Creek, CA

### Websites listed on Form ADV (Item 1.I)
- ffgwealth.com
- Facebook @FFGWEALTH
- LinkedIn @17900343

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $244,008,460 | 5 | July 15, 2021 |
| October 2022 | $323,490,709 | 7 | September 14, 2022 |
| October 2023 | $485,401,899 | 7 | July 21, 2023 |
| October 2024 | $544,571,022 | 8 | July 25, 2024 |
| October 2025 | $698,027,720 | 9 | March 19, 2025 |
| October 2026 | $1,122,904,774 | 9 | August 26, 2026 |

Regulatory assets under management: $244,008,460 in the October 2021 data and $1,122,904,774 in the October 2026 data, up 360%.
Total employees: 5 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 10 to 9.

### July 2026
- Employees performing advisory functions went from 9 to 10.
- Regulatory assets under management went from $1,011,812,215 to $1,122,904,774 (+11%).

### April 2026
- Regulatory assets under management went from $865,195,789 to $1,011,812,215 (+17%).

### December 2025
- Regulatory assets under management went from $698,027,720 to $865,195,789 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fiduciary Financial Group, LLC (CRD 285681): Form ADV filing data as of October 2026.