# Fiduciary Experts LLC

> Fiduciary Experts LLC is an SEC-registered investment advisory firm, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 146721
- Filed as: FIDUCIARY EXPERTS LLC
- Also doing business as: FIDUCIARY EXPERTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146721
- AdvisorCensus page: https://advisorcensus.com/firm/fiduciary-experts-llc-146721

## Quick answers

**How is Fiduciary Experts LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fiduciary Experts LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fiduciary Experts LLC registered with the SEC or a state?**
Fiduciary Experts LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 146721.

**How much does Fiduciary Experts LLC manage?**
Fiduciary Experts LLC reports $985,760,522 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (60% discretionary).

**How have Fiduciary Experts LLC's assets and staff changed since 2021?**
In the Form ADV data for Fiduciary Experts LLC: Regulatory assets under management: $582,072,661 in the October 2021 data and $985,760,522 in the October 2026 data, up 69%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fiduciary Experts LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (46); state or municipal government entities (including government pension plans) (23); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does Fiduciary Experts LLC use?**
Fiduciary Experts LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Vanguard Group as custodians holding 10% or more of its separately managed account assets.

**Does Fiduciary Experts LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146721

**What changed in Fiduciary Experts LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $890,644,534 to $985,760,522 (+11%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- Vanguard Group

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $985,760,522
- Discretionary: $595,819,990
- Non-discretionary: $389,940,532

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 46 | $4,572,374 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $256,828,452 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 23 | $724,359,696 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 401kfe.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $582,072,661 | 2 | March 31, 2021 |
| October 2022 | $705,114,565 | 3 | April 28, 2022 |
| October 2023 | $598,254,694 | 3 | March 16, 2023 |
| October 2024 | $744,394,982 | 3 | March 26, 2024 |
| October 2025 | $890,644,534 | 3 | February 4, 2025 |
| October 2026 | $985,760,522 | 3 | May 19, 2026 |

Regulatory assets under management: $582,072,661 in the October 2021 data and $985,760,522 in the October 2026 data, up 69%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $890,644,534 to $985,760,522 (+11%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fiduciary Experts LLC (CRD 146721): Form ADV filing data as of October 2026.