# Fiduciary Advisor Advocates

> Fiduciary Advisor Advocates is an SEC-registered investment advisory firm, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 169039
- Filed as: FIDUCIARY ADVISOR ADVOCATES
- Legal name: Fiduciary Advisor Advocates, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169039
- AdvisorCensus page: https://advisorcensus.com/firm/fiduciary-advisor-advocates-169039

## Quick answers

**How is Fiduciary Advisor Advocates compensated?**
On its Form ADV (Item 5.E, October 2026), Fiduciary Advisor Advocates reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**How much does Fiduciary Advisor Advocates charge?**
Its Form ADV Part 2A brochure dated April 24, 2026 states: Flat fee: $10,000 to $250,000 a year (other related advisory services); Hourly rate: $100 to $500 an hour (advisory services to be provided); Subscription: $5,000 to $100,000 a year (general investment consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Fiduciary Advisor Advocates registered with the SEC or a state?**
Fiduciary Advisor Advocates is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169039.

**How much does Fiduciary Advisor Advocates manage?**
Fiduciary Advisor Advocates reports $106,400,000 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Fiduciary Advisor Advocates' assets and staff changed since 2021?**
In the Form ADV data for Fiduciary Advisor Advocates: Regulatory assets under management: $104,000,000 in the October 2021 data and $106,400,000 in the October 2026 data, up 2%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fiduciary Advisor Advocates serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (15).

**Which custodians does Fiduciary Advisor Advocates use?**
Fiduciary Advisor Advocates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Empower as custodians holding 10% or more of its separately managed account assets.

**Does Fiduciary Advisor Advocates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169039

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 24, 2026)

- Flat fee: $10,000 to $250,000 a year (other related advisory services)

> For other related advisory services, FAA and its investment advisory client firms may negotiate annual fixed fees that may range from $10,000 to $250,000.

- Hourly rate: $100 to $500 an hour (advisory services to be provided)

> Hourly fees charged may range from $100 to $500 per hour depending upon the advisory services to be provided.

- Subscription: $5,000 to $100,000 a year (general investment consulting services)

> For general investment consult ing services, FAA may, at its discretion, charge an annual retainer fee ranging from $5,000 to $100,000 to investment advisory firms

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Empower

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $106,400,000
- Discretionary: $106,400,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $14,500,000 |
| High net worth individuals | 15 | $7,500,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $23,500,000 |
| Charitable organizations | Fewer than 5 | $43,400,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $17,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- faadvocates.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $104,000,000 | 1 | May 1, 2021 |
| October 2022 | $102,000,000 | 1 | April 19, 2022 |
| October 2023 | $107,290,000 | 1 | April 2, 2023 |
| October 2024 | $111,950,000 | 1 | April 3, 2024 |
| October 2025 | $109,550,000 | 1 | April 6, 2025 |
| October 2026 | $106,400,000 | 1 | April 24, 2026 |

Regulatory assets under management: $104,000,000 in the October 2021 data and $106,400,000 in the October 2026 data, up 2%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fiduciary Advisor Advocates (CRD 169039): Form ADV filing data as of October 2026.