# Fidelis IM

> Fidelis IM is an SEC-registered investment advisory firm in Medford, OR, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 162985
- Filed as: FIDELIS IM
- Legal name: Fidelis IM, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Medford, OR
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162985
- AdvisorCensus page: https://advisorcensus.com/firm/fidelis-im-medford-or-162985

## Quick answers

**How is Fidelis IM compensated?**
On its Form ADV (Item 5.E, October 2026), Fidelis IM reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Fidelis IM's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Fidelis IM located?**
Fidelis IM's principal office is in Medford, OR, according to its Form ADV.

**Is Fidelis IM registered with the SEC or a state?**
Fidelis IM is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 162985.

**How much does Fidelis IM manage?**
Fidelis IM reports $306,143,151 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Fidelis IM's assets and staff changed since 2021?**
In the Form ADV data for Fidelis IM: Regulatory assets under management: $159,966,300 in the October 2021 data and $306,143,151 in the October 2026 data, up 91%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fidelis IM serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (183); high net worth individuals (63); pension and profit sharing plans (but not the plan participants or government pension plans) (29).

**Which custodians does Fidelis IM use?**
Fidelis IM's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Fidelis IM report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162985

**What changed in Fidelis IM's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $243,739,814 to $306,143,151 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> For our investment management, financial planning, and retirement planning services, we charge a maximum of 1.00% on the client’s total assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $306,143,151
- Discretionary: $306,143,151
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 183 | $59,972,138 |
| High net worth individuals | 63 | $160,891,126 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $85,279,887 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NE, OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fidelisim.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $159,966,300 | 3 | March 31, 2021 |
| October 2022 | $209,030,650 | 3 | March 30, 2022 |
| October 2023 | $183,305,940 | 3 | March 6, 2023 |
| October 2024 | $219,363,674 | 3 | March 26, 2024 |
| October 2025 | $243,739,814 | 3 | April 3, 2025 |
| October 2026 | $306,143,151 | 3 | March 27, 2026 |

Regulatory assets under management: $159,966,300 in the October 2021 data and $306,143,151 in the October 2026 data, up 91%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $243,739,814 to $306,143,151 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fidelis IM (CRD 162985): Form ADV filing data as of October 2026.