{
  "crd_number": 162985,
  "slug": "fidelis-im-medford-or-162985",
  "primary_business_name": "FIDELIS IM",
  "legal_name": "FIDELIS IM, LLC",
  "dbas": [],
  "city": "Medford",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "32780",
  "metro": {
    "cbsa_code": "32780",
    "common_name": "Medford",
    "msa_name": "Medford, OR",
    "path": "/advisors/or/medford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-04-07",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 306143151.0,
  "raum_discretionary": 306143151.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 59972138.0,
      "count": 183
    },
    "pension_profit_sharing": {
      "raum": 85279887.0,
      "count": 29
    },
    "high_net_worth_individuals": {
      "raum": 160891126.0,
      "count": 63
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NE",
    "OR"
  ],
  "websites": [
    "https://fidelisim.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162985",
  "city_as_filed": "MEDFORD",
  "url": "https://advisorcensus.com/firm/fidelis-im-medford-or-162985",
  "display_name": "Fidelis IM",
  "summary": "Fidelis IM is an SEC-registered investment advisory firm in Medford, OR, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Fidelis IM (CRD 162985): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Fidelis IM compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fidelis IM reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Fidelis IM's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Fidelis IM located?",
      "a": "Fidelis IM's principal office is in Medford, OR, according to its Form ADV."
    },
    {
      "q": "Is Fidelis IM registered with the SEC or a state?",
      "a": "Fidelis IM is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 162985."
    },
    {
      "q": "How much does Fidelis IM manage?",
      "a": "Fidelis IM reports $306,143,151 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Fidelis IM's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Fidelis IM: Regulatory assets under management: $159,966,300 in the October 2021 data and $306,143,151 in the October 2026 data, up 91%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fidelis IM serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (183); high net worth individuals (63); pension and profit sharing plans (but not the plan participants or government pension plans) (29)."
    },
    {
      "q": "Which custodians does Fidelis IM use?",
      "a": "Fidelis IM's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Fidelis IM report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162985"
    },
    {
      "q": "What changed in Fidelis IM's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $243,739,814 to $306,143,151 (+26%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 159966300.0,
      "total_employees": 3,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 209030650.0,
      "total_employees": 3,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 183305940.0,
      "total_employees": 3,
      "filing_date": "2023-03-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 219363674.0,
      "total_employees": 3,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 243739814.0,
      "total_employees": 3,
      "filing_date": "2025-04-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 306143151.0,
      "total_employees": 3,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $243,739,814 to $306,143,151 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 16, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "For our investment management, financial planning, and retirement planning services, we charge a maximum of 1.00% on the client’s total assets under management."
        ]
      }
    ],
    "quotes": [
      "For our investment management, financial planning, and retirement planning services, we charge a maximum of 1.00% on the client’s total assets under management."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fidelis-im-medford-or-162985.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 183,
      "fewer_than_5": false,
      "raum": 59972138.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 63,
      "fewer_than_5": false,
      "raum": 160891126.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 29,
      "fewer_than_5": false,
      "raum": 85279887.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162985",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}