# Fidelis Financial Planning, LLC

> Fidelis Financial Planning, LLC is an SEC-registered investment advisory firm in Saint Charles, MO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.

- CRD: 141698
- Filed as: FIDELIS FINANCIAL PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saint Charles, MO
- Filing period: October 2026
- Form ADV filing dated: April 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141698
- AdvisorCensus page: https://advisorcensus.com/firm/fidelis-financial-planning-llc-saint-charles-mo-141698

## Quick answers

**How is Fidelis Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fidelis Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Fidelis Financial Planning, LLC located?**
Fidelis Financial Planning, LLC's principal office is in Saint Charles, MO, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Fidelis Financial Planning, LLC registered with the SEC or a state?**
Fidelis Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 141698.

**How much does Fidelis Financial Planning, LLC manage?**
Fidelis Financial Planning, LLC reports $160,000,000 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (100% discretionary).

**How have Fidelis Financial Planning, LLC's assets and staff changed since 2025?**
In the Form ADV data for Fidelis Financial Planning, LLC: Regulatory assets under management: $142,000,000 in the October 2025 data and $160,000,000 in the October 2026 data, up 13%. Total employees: 3 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fidelis Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (60).

**Which custodians does Fidelis Financial Planning, LLC use?**
Fidelis Financial Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Fidelis Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141698

**What changed in Fidelis Financial Planning, LLC's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 2 to 1. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,000,000
- Discretionary: $160,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $50,000,000 |
| High net worth individuals | 60 | $110,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- St. Louis, MO

### Websites listed on Form ADV (Item 1.I)
- fidelisfp.com
- Facebook @p
- LinkedIn @fidelis-financial-planning-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $142,000,000 | 3 | May 29, 2025 |
| October 2026 | $160,000,000 | 2 | April 16, 2026 |

Regulatory assets under management: $142,000,000 in the October 2025 data and $160,000,000 in the October 2026 data, up 13%.
Total employees: 3 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 2 to 1.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $142,000,000 to $160,000,000 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fidelis Financial Planning, LLC (CRD 141698): Form ADV filing data as of October 2026.