# Fidelis Capital, LLC

> Fidelis Capital, LLC is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 141341
- Filed as: FIDELIS CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141341
- AdvisorCensus page: https://advisorcensus.com/firm/fidelis-capital-llc-birmingham-al-141341

## Quick answers

**How is Fidelis Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fidelis Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fidelis Capital, LLC located?**
Fidelis Capital, LLC's principal office is in Birmingham, AL, according to its Form ADV.

**Is Fidelis Capital, LLC registered with the SEC or a state?**
Fidelis Capital, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141341.

**How much does Fidelis Capital, LLC manage?**
Fidelis Capital, LLC reports $18,321,996 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (34% discretionary).

**How have Fidelis Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Fidelis Capital, LLC: Regulatory assets under management: $40,841,413 in the October 2021 data and $18,321,996 in the October 2026 data, down 55%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fidelis Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Fidelis Capital, LLC use?**
Fidelis Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Fidelis Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141341

**What changed in Fidelis Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $12,358,370 to $18,321,996 (+48%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $18,321,996
- Discretionary: $6,296,261
- Non-discretionary: $12,025,735

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 2 | $6,296,261 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $12,025,735 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2006 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $40,841,413 | 1 | June 3, 2021 |
| October 2022 | $39,830,688 | 2 | March 31, 2022 |
| October 2023 | $21,859,016 | 2 | March 31, 2023 |
| October 2024 | $18,418,656 | 2 | March 29, 2024 |
| October 2025 | $12,358,370 | 2 | March 27, 2025 |
| October 2026 | $18,321,996 | 1 | March 30, 2026 |

Regulatory assets under management: $40,841,413 in the October 2021 data and $18,321,996 in the October 2026 data, down 55%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $12,358,370 to $18,321,996 (+48%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fidelis Capital, LLC (CRD 141341): Form ADV filing data as of October 2026.