# Fiat Lux Capital Management

> Fiat Lux Capital Management is a state-registered investment advisory firm in Waterford, WI, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 16, 2026.

- CRD: 334615
- Filed as: FIAT LUX CAPITAL MANAGEMENT
- Legal name: Fiat Lux Capital Management Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Waterford, WI
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334615
- AdvisorCensus page: https://advisorcensus.com/firm/fiat-lux-capital-management-waterford-wi-334615

## Quick answers

**How is Fiat Lux Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Fiat Lux Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fiat Lux Capital Management located?**
Fiat Lux Capital Management's principal office is in Waterford, WI, according to its Form ADV.

**Is Fiat Lux Capital Management registered with the SEC or a state?**
Fiat Lux Capital Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334615.

**How much does Fiat Lux Capital Management manage?**
Fiat Lux Capital Management reports $39,796,197 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary).

**What types of clients does Fiat Lux Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (216); high net worth individuals (11).

**Does Fiat Lux Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334615

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $39,796,197
- Discretionary: $39,796,197
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 216 | $32,569,943 |
| High net worth individuals | 11 | $7,226,254 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fiatluxcapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fiat Lux Capital Management (CRD 334615): Form ADV filing data as of October 2026.