# FI401K Advisors

> FI401K Advisors is an SEC-registered investment advisory firm in Centennial, CO, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 168408
- Filed as: FI401K ADVISORS
- Legal name: FI401K Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Centennial, CO
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168408
- AdvisorCensus page: https://advisorcensus.com/firm/fi401k-advisors-centennial-co-168408

## Quick answers

**How is FI401K Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), FI401K Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is FI401K Advisors located?**
FI401K Advisors' principal office is in Centennial, CO, according to its Form ADV.

**Is FI401K Advisors registered with the SEC or a state?**
FI401K Advisors is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 168408.

**How much does FI401K Advisors manage?**
FI401K Advisors reports $914,955,513 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (74% discretionary).

**How have FI401K Advisors' assets and staff changed since 2021?**
In the Form ADV data for FI401K Advisors: Regulatory assets under management: $801,671,314 in the October 2021 data and $914,955,513 in the October 2026 data, up 14%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does FI401K Advisors serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (305).

**Which custodians does FI401K Advisors use?**
FI401K Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Matrix Trust Company, Mid Atlantic Trust Company and Reliance Trust as custodians holding 10% or more of its separately managed account assets.

**Does FI401K Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168408

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Matrix Trust Company
- Mid Atlantic Trust Company
- Reliance Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $914,955,513
- Discretionary: $681,379,416
- Non-discretionary: $233,576,097

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 305 | $914,955,513 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Pension consulting services

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, GA, IL, LA, MA, MD, MI, MN, MO, NC, NJ, NV, NY, OH, PA, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fi401k.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $801,671,314 | 2 | January 29, 2021 |
| October 2022 | $963,590,000 | 2 | January 28, 2022 |
| October 2023 | $803,098,032 | 2 | January 31, 2023 |
| October 2024 | $786,915,319 | 2 | January 30, 2024 |
| October 2025 | $849,723,671 | 2 | January 29, 2025 |
| October 2026 | $914,955,513 | 2 | January 30, 2026 |

Regulatory assets under management: $801,671,314 in the October 2021 data and $914,955,513 in the October 2026 data, up 14%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. FI401K Advisors (CRD 168408): Form ADV filing data as of October 2026.