# Fenwick Financial

> Fenwick Financial is a state-registered investment advisory firm in New Haven, KY, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 331235
- Filed as: FENWICK FINANCIAL
- Legal name: Fenwick Financial L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New Haven, KY
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331235
- AdvisorCensus page: https://advisorcensus.com/firm/fenwick-financial-new-haven-ky-331235

## Quick answers

**How is Fenwick Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Fenwick Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); other.

**Where is Fenwick Financial located?**
Fenwick Financial's principal office is in New Haven, KY, according to its Form ADV.

**Is Fenwick Financial registered with the SEC or a state?**
Fenwick Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331235.

**How much does Fenwick Financial manage?**
Fenwick Financial reports $1,828,792 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary).

**What types of clients does Fenwick Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31).

**Does Fenwick Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331235

**What changed in Fenwick Financial's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $1,518,300 to $1,828,792 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $1,828,792
- Discretionary: $1,828,792
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $1,828,792 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fenwick-financial.com
- profit.ly/user/Luke_Fenwick
- sites.google.com/fenwick-financial.com/lucas
- substack.com/@lukefenwick
- Facebook facebook.com
- Instagram @luke_fenwick97
- TikTok @luke_fenwick
- X @luke_fenwick97
- YouTube @UCWuOLYgv4VaZIW3xU4Iy94A

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $1,518,300 to $1,828,792 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fenwick Financial (CRD 331235): Form ADV filing data as of October 2026.