{
  "crd_number": 144629,
  "slug": "fendz-asset-management-inc-coral-gables-fl-144629",
  "primary_business_name": "FENDZ ASSET MANAGEMENT, INC.",
  "legal_name": "FENDZ ASSET MANAGEMENT, INC.",
  "dbas": [],
  "city": "Coral Gables",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2007-09-21",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 14950000.0,
  "raum_discretionary": 7850000.0,
  "raum_non_discretionary": 7100000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 472000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 7128000.0,
      "count": 58
    },
    "pension_profit_sharing": {
      "raum": 3150000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 4200000.0,
      "count": 18
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "FL",
    "IL"
  ],
  "websites": [
    "https://facebook.com/WEALTHSPECIALIST",
    "https://fendzusa.com",
    "https://linkedin.com/company/fendz-asset-management",
    "https://twitter.com/FendzUSA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144629",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "CORAL GABLES",
  "url": "https://advisorcensus.com/firm/fendz-asset-management-inc-coral-gables-fl-144629",
  "display_name": "Fendz Asset Management, Inc.",
  "summary": "Fendz Asset Management, Inc. is a state-registered investment advisory firm in Coral Gables, FL, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Fendz Asset Management, Inc. (CRD 144629): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Fendz Asset Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fendz Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Fendz Asset Management, Inc. located?",
      "a": "Fendz Asset Management, Inc.'s principal office is in Coral Gables, FL, according to its Form ADV."
    },
    {
      "q": "Is Fendz Asset Management, Inc. registered with the SEC or a state?",
      "a": "Fendz Asset Management, Inc. is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144629."
    },
    {
      "q": "How much does Fendz Asset Management, Inc. manage?",
      "a": "Fendz Asset Management, Inc. reports $14,950,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (53% discretionary)."
    },
    {
      "q": "What types of clients does Fendz Asset Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (18)."
    },
    {
      "q": "Does Fendz Asset Management, Inc. report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144629"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/fendz-asset-management-inc-coral-gables-fl-144629.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 58,
      "fewer_than_5": false,
      "raum": 7128000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 18,
      "fewer_than_5": false,
      "raum": 4200000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 3150000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 472000.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144629",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}