# Feldstein, Steven DBA Steven Feldstein & Associates

> Feldstein, Steven DBA Steven Feldstein & Associates is an SEC-registered investment advisory firm, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 109022
- Filed as: FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
- Legal name: Steven Feldstein & Associates
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109022
- AdvisorCensus page: https://advisorcensus.com/firm/feldstein-steven-dba-steven-feldstein-and-associates-109022

## Quick answers

**How is Feldstein, Steven DBA Steven Feldstein & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Feldstein, Steven DBA Steven Feldstein & Associates reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Feldstein, Steven DBA Steven Feldstein & Associates registered with the SEC or a state?**
Feldstein, Steven DBA Steven Feldstein & Associates is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109022.

**How much does Feldstein, Steven DBA Steven Feldstein & Associates manage?**
Feldstein, Steven DBA Steven Feldstein & Associates reports $160,000,000 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (0% discretionary).

**How have Feldstein, Steven DBA Steven Feldstein & Associates' assets and staff changed since 2021?**
In the Form ADV data for Feldstein, Steven DBA Steven Feldstein & Associates: Regulatory assets under management: $104,416,525 in the October 2021 data and $160,000,000 in the October 2026 data, up 53%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Feldstein, Steven DBA Steven Feldstein & Associates serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (526).

**Does Feldstein, Steven DBA Steven Feldstein & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109022

**What changed in Feldstein, Steven DBA Steven Feldstein & Associates' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $138,936,559 to $160,000,000 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $160,000,000
- Discretionary: $0
- Non-discretionary: $160,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 526 | $160,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1999 (27 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [financial-advisor.com](https://financial-advisor.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $104,416,525 | 4 | March 31, 2021 |
| October 2022 | $121,442,563 | 4 | March 30, 2022 |
| October 2023 | $103,411,785 | 4 | March 31, 2023 |
| October 2024 | $119,979,711 | 4 | June 12, 2024 |
| October 2025 | $138,936,559 | 4 | February 13, 2025 |
| October 2026 | $160,000,000 | 4 | February 24, 2026 |

Regulatory assets under management: $104,416,525 in the October 2021 data and $160,000,000 in the October 2026 data, up 53%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $138,936,559 to $160,000,000 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Feldstein, Steven DBA Steven Feldstein & Associates (CRD 109022): Form ADV filing data as of October 2026.