{
  "crd_number": 109022,
  "slug": "feldstein-steven-dba-steven-feldstein-and-associates-109022",
  "primary_business_name": "FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES",
  "legal_name": "STEVEN FELDSTEIN & ASSOCIATES",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-02-01",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-02-24",
  "carried_forward": false,
  "raum_total": 160000000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 160000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 0.0,
      "count": null
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 160000000.0,
      "count": 526
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "NJ",
    "NY"
  ],
  "websites": [
    "https://financial-advisor.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109022",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/feldstein-steven-dba-steven-feldstein-and-associates-109022",
  "display_name": "Feldstein, Steven DBA Steven Feldstein & Associates",
  "summary": "Feldstein, Steven DBA Steven Feldstein & Associates is an SEC-registered investment advisory firm, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.",
  "citation": "AdvisorCensus. Feldstein, Steven DBA Steven Feldstein & Associates (CRD 109022): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Feldstein, Steven DBA Steven Feldstein & Associates compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Feldstein, Steven DBA Steven Feldstein & Associates reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Feldstein, Steven DBA Steven Feldstein & Associates registered with the SEC or a state?",
      "a": "Feldstein, Steven DBA Steven Feldstein & Associates is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109022."
    },
    {
      "q": "How much does Feldstein, Steven DBA Steven Feldstein & Associates manage?",
      "a": "Feldstein, Steven DBA Steven Feldstein & Associates reports $160,000,000 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (0% discretionary)."
    },
    {
      "q": "How have Feldstein, Steven DBA Steven Feldstein & Associates' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Feldstein, Steven DBA Steven Feldstein & Associates: Regulatory assets under management: $104,416,525 in the October 2021 data and $160,000,000 in the October 2026 data, up 53%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Feldstein, Steven DBA Steven Feldstein & Associates serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (526)."
    },
    {
      "q": "Does Feldstein, Steven DBA Steven Feldstein & Associates report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109022"
    },
    {
      "q": "What changed in Feldstein, Steven DBA Steven Feldstein & Associates' recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $138,936,559 to $160,000,000 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 104416525.0,
      "total_employees": 4,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 121442563.0,
      "total_employees": 4,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 103411785.0,
      "total_employees": 4,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 119979711.0,
      "total_employees": 4,
      "filing_date": "2024-06-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 138936559.0,
      "total_employees": 4,
      "filing_date": "2025-02-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 160000000.0,
      "total_employees": 4,
      "filing_date": "2026-02-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $138,936,559 to $160,000,000 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/feldstein-steven-dba-steven-feldstein-and-associates-109022.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 526,
      "fewer_than_5": false,
      "raum": 160000000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109022",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}