{
  "crd_number": 29449,
  "slug": "feldman-ingardona-and-co-downers-grove-il-29449",
  "primary_business_name": "FELDMAN, INGARDONA & CO",
  "legal_name": "FELDMAN, INGARDONA & CO.",
  "dbas": [],
  "city": "Downers Grove",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1997-12-01",
  "years_registered": 28,
  "period": "2026-10-01",
  "filing_date": "2026-09-14",
  "carried_forward": false,
  "raum_total": 1991481000.0,
  "raum_discretionary": 1378535000.0,
  "raum_non_discretionary": 612946000.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 6,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 18988000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": null,
      "count": 0
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 11800000.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 1810972000.0,
      "count": 179
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 149721000.0,
      "count": 5
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IL",
    "MI",
    "MT",
    "NC",
    "NM",
    "TX",
    "WI"
  ],
  "websites": [
    "https://feldmaningardona.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/29449",
  "city_as_filed": "DOWNERS GROVE",
  "url": "https://advisorcensus.com/firm/feldman-ingardona-and-co-downers-grove-il-29449",
  "display_name": "Feldman, Ingardona & Co",
  "summary": "Feldman, Ingardona & Co is an SEC-registered investment advisory firm in Downers Grove, IL, registered since 1997, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.",
  "citation": "AdvisorCensus. Feldman, Ingardona & Co (CRD 29449): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Feldman, Ingardona & Co compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Feldman, Ingardona & Co reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Feldman, Ingardona & Co charge?",
      "a": "Its Form ADV Part 2A brochure dated September 16, 2025 states: Up to $2,000,000: 0.8% a year; $2,000,000 to $5,000,000: 0.5% a year; $5,000,000 to $25,000,000: 0.4% a year; Above $25,000,000: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Feldman, Ingardona & Co located?",
      "a": "Feldman, Ingardona & Co's principal office is in Downers Grove, IL, according to its Form ADV."
    },
    {
      "q": "Is Feldman, Ingardona & Co registered with the SEC or a state?",
      "a": "Feldman, Ingardona & Co is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 29449."
    },
    {
      "q": "How much does Feldman, Ingardona & Co manage?",
      "a": "Feldman, Ingardona & Co reports $1,991,481,000 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (69% discretionary)."
    },
    {
      "q": "How have Feldman, Ingardona & Co's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Feldman, Ingardona & Co: Regulatory assets under management: $2,840,836,000 in the October 2021 data and $1,991,481,000 in the October 2026 data, down 30%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Feldman, Ingardona & Co serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (179); corporations or other businesses not listed above (5)."
    },
    {
      "q": "Which custodians does Feldman, Ingardona & Co use?",
      "a": "Feldman, Ingardona & Co's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Feldman, Ingardona & Co report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/29449"
    },
    {
      "q": "What changed in Feldman, Ingardona & Co's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Regulatory assets under management went from $1,733,566,000 to $1,991,481,000 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2840836000.0,
      "total_employees": 3,
      "filing_date": "2021-09-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2490094000.0,
      "total_employees": 4,
      "filing_date": "2022-09-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2639019000.0,
      "total_employees": 5,
      "filing_date": "2023-09-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1514856000.0,
      "total_employees": 6,
      "filing_date": "2024-09-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1514856000.0,
      "total_employees": 6,
      "filing_date": "2025-01-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1991481000.0,
      "total_employees": 6,
      "filing_date": "2026-09-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Regulatory assets under management went from $1,733,566,000 to $1,991,481,000 (+15%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $1,514,856,000 to $1,733,566,000 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated September 16, 2025",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $2,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "0.5%"
      },
      {
        "band": "$5,000,000 to $25,000,000",
        "rate": "0.4%"
      },
      {
        "band": "Above $25,000,000",
        "rate": "0.3%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,000,000: 0.8% a year",
          "$2,000,000 to $5,000,000: 0.5% a year",
          "$5,000,000 to $25,000,000: 0.4% a year",
          "Above $25,000,000: 0.3% a year"
        ],
        "quotes": [
          "On the first $2,000,000 0.80% \nOn the next $3,000,000 0.50% \nOn the next $20,000,000 0.40% \nOn all amounts in excess of $25,000,000 0.30%"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 2000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 2000000.0,
          "max": 5000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 5000000.0,
          "max": 25000000.0,
          "rate_pct": 0.4
        },
        {
          "min": 25000000.0,
          "max": null,
          "rate_pct": 0.3
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "On the first $2,000,000 0.80% \nOn the next $3,000,000 0.50% \nOn the next $20,000,000 0.40% \nOn all amounts in excess of $25,000,000 0.30%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/feldman-ingardona-and-co-downers-grove-il-29449.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 179,
      "fewer_than_5": false,
      "raum": 1810972000.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 11800000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 18988000.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 149721000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/29449",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}