# Fein Advisors

> Fein Advisors is a state-registered investment advisory firm, registered since 2004, with no regulatory assets under management reported in its Form ADV filing dated March 6, 2026.

- CRD: 130002
- Filed as: FEIN ADVISORS
- Legal name: Fein, Richard A.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130002
- AdvisorCensus page: https://advisorcensus.com/firm/fein-advisors-130002

## Quick answers

**How is Fein Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Fein Advisors reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fein Advisors registered with the SEC or a state?**
Fein Advisors is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 130002.

**What types of clients does Fein Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (10).

**Does Fein Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130002

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $0 |
| High net worth individuals | 10 | $0 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- feinadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fein Advisors (CRD 130002): Form ADV filing data as of October 2026.