# Federmann Financial Advisors Inc.

> Federmann Financial Advisors Inc. is an SEC-registered investment advisory firm in Rocky Point, NY, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 129975
- Filed as: FEDERMANN FINANCIAL ADVISORS INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rocky Point, NY
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129975
- AdvisorCensus page: https://advisorcensus.com/firm/federmann-financial-advisors-inc-rocky-point-ny-129975

## Quick answers

**How is Federmann Financial Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Federmann Financial Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Federmann Financial Advisors Inc. charge?**
Its Form ADV Part 2A brochure dated February 16, 2026 states: Flat fee: $2,500 to $15,000 (financial planning and/or consulting services); Hourly rate: $325 to $400 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Federmann Financial Advisors Inc. located?**
Federmann Financial Advisors Inc.'s principal office is in Rocky Point, NY, according to its Form ADV.

**Is Federmann Financial Advisors Inc. registered with the SEC or a state?**
Federmann Financial Advisors Inc. is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 129975.

**How much does Federmann Financial Advisors Inc. manage?**
Federmann Financial Advisors Inc. reports $108,153,527 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have Federmann Financial Advisors Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Federmann Financial Advisors Inc.: Regulatory assets under management: $51,729,149 in the October 2021 data and $108,153,527 in the October 2026 data, up 109%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Federmann Financial Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (24).

**Which custodians does Federmann Financial Advisors Inc. use?**
Federmann Financial Advisors Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Federmann Financial Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129975

**Does Federmann Financial Advisors Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 16, 2026 says: "Federmann Financial also maintains a minimum asset requirement of $200,000."

**What changed in Federmann Financial Advisors Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $89,266,815 to $108,153,527 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 16, 2026)

- Account minimum: $200,000

> Federmann Financial also maintains a minimum asset requirement of $200,000.

- Minimum annual fee: $2,500

> Federmann Financial generally requires an annual minimum fee of $2,500 for investment advisory services.

- Flat fee: $2,500 to $15,000 (financial planning and/or consulting services)

> Federmann Financial’s planning and consulting fees are negotiable, but generally range from $2,500 to $15,000 on a fixed fee basis

- Hourly rate: $325 to $400 an hour (financial planning and/or consulting services)

> Federmann Financial’s planning and consulting fees are negotiable, but generally range from $2,500 to $15,000 on a fixed fee basis, and from $325 to $400 on an hourly rate basis

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $108,153,527
- Discretionary: $108,153,527
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $12,650,636 |
| High net worth individuals | 34 | $95,502,891 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fedadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $51,729,149 | 2 | March 3, 2021 |
| October 2022 | $62,374,077 | 2 | February 27, 2022 |
| October 2023 | $61,832,625 | 4 | March 4, 2023 |
| October 2024 | $78,488,472 | 4 | February 26, 2024 |
| October 2025 | $89,266,815 | 3 | May 5, 2025 |
| October 2026 | $108,153,527 | 3 | February 17, 2026 |

Regulatory assets under management: $51,729,149 in the October 2021 data and $108,153,527 in the October 2026 data, up 109%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $89,266,815 to $108,153,527 (+21%).

### January 2026
- No longer registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Federmann Financial Advisors Inc. (CRD 129975): Form ADV filing data as of October 2026.