# Federated Securities Corp.

> Federated Securities Corp. is an SEC-registered investment advisory firm in Pittsburgh, PA, registered since 2009, with no regulatory assets under management reported in its Form ADV filing dated June 29, 2026.

- CRD: 5009
- Filed as: FEDERATED SECURITIES CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pittsburgh, PA
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/5009
- AdvisorCensus page: https://advisorcensus.com/firm/federated-securities-corp-pittsburgh-pa-5009

## Quick answers

**How is Federated Securities Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Federated Securities Corp. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Federated Securities Corp. located?**
Federated Securities Corp.'s principal office is in Pittsburgh, PA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Federated Securities Corp. registered with the SEC or a state?**
Federated Securities Corp. is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 5009.

**How have Federated Securities Corp.'s assets and staff changed since 2021?**
In the Form ADV data for Federated Securities Corp.: Total employees: 274 in October 2021 and 311 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Federated Securities Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5009

**What changed in Federated Securities Corp.'s recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 311 total, 213 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Boston, MA
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [federatedhermes.com/US/HOME.DO](https://federatedhermes.com/US/HOME.DO)
- Facebook @FEDERATEDHERMESINC
- LinkedIn @FEDERATED-HERMES
- X @FEDERATEDHERMES
- YouTube @FEDERATEDHERMESINC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 274 | April 23, 2021 |
| October 2022 | Not reported | 280 | March 29, 2022 |
| October 2023 | Not reported | 275 | July 28, 2023 |
| October 2024 | Not reported | 278 | March 27, 2024 |
| October 2025 | Not reported | 300 | March 27, 2025 |
| October 2026 | Not reported | 311 | June 29, 2026 |

Total employees: 274 in October 2021 and 311 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 203 to 213.
- Added an office in Boston, MA.
- Added an office in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Federated Securities Corp. (CRD 5009): Form ADV filing data as of October 2026.