{ "crd_number": 292050, "slug": "fdi-wealth-management-llc-miami-fl-292050", "primary_business_name": "FDI WEALTH MANAGEMENT, LLC", "legal_name": "FDI WEALTH MANAGEMENT, LLC", "dbas": [ "FDI FAMILY OFFICE S.A.", "FDI GERENCIADORA DE PATRIMONIOS", "FINANCIAL DESIGN INTERNATIONAL S.A", "GERENCIADORA DE PATRIMONIOS FDI" ], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-07-28", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-08-06", "carried_forward": false, "raum_total": 283751761.0, "raum_discretionary": 283751761.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 49416236.0, "count": 174 }, "pension_profit_sharing": { "raum": 1282504.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 41289956.0, "count": 18 }, "corporations_other_businesses": { "raum": 191763065.0, "count": 160 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://facebook.com/FDI.patrimonios", "https://fdinternational.com", "https://instagram.com/fdiadvisors", "https://linkedin.com/company/fdi-gerenciadora-de-patrimonios", "https://x.com/FDIadvisors", "https://youtube.com/@fdi-gerenciadoradepatrimon6282" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/292050", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/fdi-wealth-management-llc-miami-fl-292050", "display_name": "FDI Wealth Management, LLC", "summary": "FDI Wealth Management, LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 6, 2026.", "citation": "AdvisorCensus. FDI Wealth Management, LLC (CRD 292050): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is FDI Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), FDI Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "Where is FDI Wealth Management, LLC located?", "a": "FDI Wealth Management, LLC's principal office is in Miami, FL, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is FDI Wealth Management, LLC registered with the SEC or a state?", "a": "FDI Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 292050." }, { "q": "How much does FDI Wealth Management, LLC manage?", "a": "FDI Wealth Management, LLC reports $283,751,761 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary)." }, { "q": "How have FDI Wealth Management, LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for FDI Wealth Management, LLC: Regulatory assets under management: $148,791,627 in the October 2023 data and $283,751,761 in the October 2026 data, up 91%. Total employees: 2 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does FDI Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (174); corporations or other businesses not listed above (160); high net worth individuals (18)." }, { "q": "Which custodians does FDI Wealth Management, LLC use?", "a": "FDI Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC, Pershing LLC and Stonex Financial Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does FDI Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/292050" }, { "q": "What changed in FDI Wealth Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Added the business name Gerenciadora de Patrimonios FDI. Regulatory assets under management went from $219,332,935 to $283,751,761 (+29%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 148791627.0, "total_employees": 2, "filing_date": "2023-08-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 174774710.0, "total_employees": 2, "filing_date": "2024-05-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 219332935.0, "total_employees": 21, "filing_date": "2025-05-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 283751761.0, "total_employees": 5, "filing_date": "2026-08-06" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Added the business name Gerenciadora de Patrimonios FDI.", "Regulatory assets under management went from $219,332,935 to $283,751,761 (+29%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false }, { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false }, { "name": "Stonex Financial Inc.", "name_as_filed": "STONEX FINANCIAL INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/fdi-wealth-management-llc-miami-fl-292050.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 174, "fewer_than_5": false, "raum": 49416236.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 18, "fewer_than_5": false, "raum": 41289956.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": true, "raum": 1282504.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 160, "fewer_than_5": false, "raum": 191763065.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/292050", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }