{
  "crd_number": 106398,
  "slug": "fci-advisors-overland-park-ks-106398",
  "primary_business_name": "FCI ADVISORS",
  "legal_name": "FINANCIAL COUNSELORS INC",
  "dbas": [
    "FCI ADVISORS"
  ],
  "city": "Overland Park",
  "state": "KS",
  "country": "United States",
  "cbsa_code": "28140",
  "metro": {
    "cbsa_code": "28140",
    "common_name": "Kansas City",
    "msa_name": "Kansas City, MO-KS",
    "path": "/advisors/mo/kansas-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1995-01-12",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-03-12",
  "carried_forward": false,
  "raum_total": 1469039173.0,
  "raum_discretionary": 1463669595.0,
  "raum_non_discretionary": 5369578.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 22,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": null
    },
    "charitable": {
      "raum": 40906935.0,
      "count": 19
    },
    "individuals": {
      "raum": 122817730.0,
      "count": 433
    },
    "banking_thrift": {
      "raum": 529716815.0,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 342458160.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 17195745.0,
      "count": 5
    },
    "investment_companies": {
      "raum": 12863606.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 173108351.0,
      "count": 10
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 31988986.0,
      "count": 16
    },
    "pooled_investment_vehicles": {
      "raum": 136873299.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 61109546.0,
      "count": 29
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": null
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://facebook.com/FCI-Advisors-1342082802494563",
    "https://fciadvisors.com",
    "https://linkedin.com/company/financial-counselors-inc-/about",
    "https://twitter.com/FCIADVISORS",
    "https://vimeo.com/fciadvisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106398",
  "city_as_filed": "OVERLAND PARK",
  "url": "https://advisorcensus.com/firm/fci-advisors-overland-park-ks-106398",
  "display_name": "FCI Advisors",
  "summary": "FCI Advisors is an SEC-registered investment advisory firm in Overland Park, KS, registered since 1995, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.",
  "citation": "AdvisorCensus. FCI Advisors (CRD 106398): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is FCI Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), FCI Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is FCI Advisors located?",
      "a": "FCI Advisors' principal office is in Overland Park, KS, according to its Form ADV; the September 2025 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is FCI Advisors registered with the SEC or a state?",
      "a": "FCI Advisors is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106398."
    },
    {
      "q": "How much does FCI Advisors manage?",
      "a": "FCI Advisors reports $1,469,039,173 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary)."
    },
    {
      "q": "How have FCI Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for FCI Advisors: Regulatory assets under management: $12,404,221,285 in the October 2021 data and $1,469,039,173 in the October 2026 data, down 88%. Total employees: 65 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does FCI Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (433); corporations or other businesses not listed above (29); charitable organizations (19)."
    },
    {
      "q": "Which custodians does FCI Advisors use?",
      "a": "FCI Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 5901 College Boulevard Suite 100 (affiliated with the firm), Northern Trust Securities, Inc. and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does FCI Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106398"
    },
    {
      "q": "What changed in FCI Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $1,902,330,516 to $1,469,039,173 (-23%). No longer lists an office in Kansas City, MO. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 12404221285.0,
      "total_employees": 65,
      "filing_date": "2021-08-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 14471827462.0,
      "total_employees": 61,
      "filing_date": "2022-03-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 12844217759.0,
      "total_employees": 67,
      "filing_date": "2023-05-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 15083813669.0,
      "total_employees": 68,
      "filing_date": "2024-05-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 17027361837.0,
      "total_employees": 70,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1469039173.0,
      "total_employees": 22,
      "filing_date": "2026-03-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,902,330,516 to $1,469,039,173 (-23%).",
        "No longer lists an office in Kansas City, MO.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 41 to 6.",
        "Regulatory assets under management went from $17,027,361,837 to $1,902,330,516 (-89%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "5901 College Boulevard Suite 100",
      "name_as_filed": "5901 COLLEGE BOULEVARD SUITE 100",
      "affiliated": true
    },
    {
      "name": "Northern Trust Securities, Inc.",
      "name_as_filed": "NORTHERN TRUST SECURITIES, INC.",
      "affiliated": false
    },
    {
      "name": "UBS Financial Services Inc.",
      "name_as_filed": "UBS FINANCIAL SERVICES INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fci-advisors-overland-park-ks-106398.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 433,
      "fewer_than_5": false,
      "raum": 122817730.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 16,
      "fewer_than_5": false,
      "raum": 31988986.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 529716815.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 12863606.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 136873299.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 173108351.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 19,
      "fewer_than_5": false,
      "raum": 40906935.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 342458160.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 17195745.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 29,
      "fewer_than_5": false,
      "raum": 61109546.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106398",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}