{
  "crd_number": 110658,
  "slug": "fca-corp-houston-tx-110658",
  "primary_business_name": "FCA CORP",
  "legal_name": "FCA CORP",
  "dbas": [],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1984-01-13",
  "years_registered": 42,
  "period": "2026-10-01",
  "filing_date": "2026-02-17",
  "carried_forward": false,
  "raum_total": 623120515.0,
  "raum_discretionary": 494218526.0,
  "raum_non_discretionary": 128901989.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 17,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 31292500.0,
      "count": 91
    },
    "investment_companies": {
      "raum": 58970370.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 422126837.0,
      "count": 84
    },
    "pooled_investment_vehicles": {
      "raum": 110730808.0,
      "count": 3
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "LA",
    "MA",
    "OK",
    "TX"
  ],
  "websites": [
    "https://fcacorp.com",
    "https://linkedin.com/company/fcacorp"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110658",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/fca-corp-houston-tx-110658",
  "display_name": "FCA Corp",
  "summary": "FCA Corp is an SEC-registered investment advisory firm in Houston, TX, registered since 1984, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 17, 2026.",
  "citation": "AdvisorCensus. FCA Corp (CRD 110658): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is FCA Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), FCA Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does FCA Corp charge?",
      "a": "Its Form ADV Part 2A brochure dated February 17, 2026 states: Hourly rate: $60 to $550 an hour (financial planning, and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is FCA Corp located?",
      "a": "FCA Corp's principal office is in Houston, TX, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is FCA Corp registered with the SEC or a state?",
      "a": "FCA Corp is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 110658."
    },
    {
      "q": "How much does FCA Corp manage?",
      "a": "FCA Corp reports $623,120,515 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (79% discretionary)."
    },
    {
      "q": "How have FCA Corp's assets and staff changed since 2021?",
      "a": "In the Form ADV data for FCA Corp: Regulatory assets under management: $452,209,929 in the October 2021 data and $623,120,515 in the October 2026 data, up 38%. Total employees: 15 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does FCA Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (91); high net worth individuals (84); investment companies (5)."
    },
    {
      "q": "Which custodians does FCA Corp use?",
      "a": "FCA Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does FCA Corp report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110658"
    },
    {
      "q": "What changed in FCA Corp's recent Form ADV filings?",
      "a": "In the January 2026 filing data: Regulatory assets under management went from $525,691,326 to $623,120,515 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 452209929.0,
      "total_employees": 15,
      "filing_date": "2020-12-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 521631039.0,
      "total_employees": 17,
      "filing_date": "2022-02-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 385685309.0,
      "total_employees": 21,
      "filing_date": "2022-12-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 465412379.0,
      "total_employees": 21,
      "filing_date": "2023-12-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 525691326.0,
      "total_employees": 17,
      "filing_date": "2024-12-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 623120515.0,
      "total_employees": 17,
      "filing_date": "2026-02-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Regulatory assets under management went from $525,691,326 to $623,120,515 (+19%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $60 to $550 an hour (financial planning, and consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $60 to $550 an hour (financial planning, and consulting services)"
        ],
        "quotes": [
          "An hourly rate that ranges from $60 to $550 per hour . If appropriate, an estimate for total hours will be determined at the start of the advisory relationship."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 60.0,
          "max": 550.0,
          "period": "hour",
          "service": "financial planning, and consulting services"
        }
      ]
    },
    "quotes": [
      "An hourly rate that ranges from $60 to $550 per hour . If appropriate, an estimate for total hours will be determined at the start of the advisory relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fca-corp-houston-tx-110658.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 91,
      "fewer_than_5": false,
      "raum": 31292500.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 84,
      "fewer_than_5": false,
      "raum": 422126837.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 58970370.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 110730808.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110658",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}