# Fata Financial

> Fata Financial is a state-registered investment advisory firm in Tiburon, CA, registered since 2002, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.

- CRD: 135765
- Filed as: FATA FINANCIAL
- Legal name: Fata Patricia
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tiburon, CA
- Filing period: October 2026
- Form ADV filing dated: March 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135765
- AdvisorCensus page: https://advisorcensus.com/firm/fata-financial-tiburon-ca-135765

## Quick answers

**How is Fata Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Fata Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Fata Financial located?**
Fata Financial's principal office is in Tiburon, CA, according to its Form ADV.

**Is Fata Financial registered with the SEC or a state?**
Fata Financial is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 135765.

**How much does Fata Financial manage?**
Fata Financial reports $50,467,589 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (100% discretionary).

**What types of clients does Fata Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31); high net worth individuals (13).

**Does Fata Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135765

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $50,467,589
- Discretionary: $50,467,589
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $8,526,117 |
| High net worth individuals | 13 | $41,941,472 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2002 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fata Financial (CRD 135765): Form ADV filing data as of October 2026.