# Farris Capital Management Inc.

> Farris Capital Management Inc. is an SEC-registered investment advisory firm in Carrollton, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.

- CRD: 169051
- Filed as: FARRIS CAPITAL MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carrollton, TX
- Filing period: October 2026
- Form ADV filing dated: February 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169051
- AdvisorCensus page: https://advisorcensus.com/firm/farris-capital-management-inc-carrollton-tx-169051

## Quick answers

**How is Farris Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Farris Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Farris Capital Management Inc. charge?**
Its Form ADV Part 2A brochure dated February 5, 2026 states: Hourly rate: $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Farris Capital Management Inc. located?**
Farris Capital Management Inc.'s principal office is in Carrollton, TX, according to its Form ADV.

**Is Farris Capital Management Inc. registered with the SEC or a state?**
Farris Capital Management Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 169051.

**How much does Farris Capital Management Inc. manage?**
Farris Capital Management Inc. reports $177,504,806 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (99% discretionary).

**How have Farris Capital Management Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Farris Capital Management Inc.: Regulatory assets under management: $115,052,775 in the October 2022 data and $177,504,806 in the October 2026 data, up 54%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Farris Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (346); high net worth individuals (49).

**Which custodians does Farris Capital Management Inc. use?**
Farris Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Farris Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169051

**What changed in Farris Capital Management Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $154,107,202 to $177,504,806 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 5, 2026)

- Hourly rate: $250 an hour (financial planning services)

> Farris Capital Management provides financial planning services under an hourly fee arrangement. An hourly fee of $250 per hour is charged by Farris Capital Management for financial planning services under this arrangement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $177,504,806
- Discretionary: $176,133,474
- Non-discretionary: $1,371,332

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 346 | $63,086,232 |
| High net worth individuals | 49 | $114,418,574 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [farriscap.com](https://farriscap.com)
- Facebook @FARRISCAPITAL
- X @FARRISCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $115,052,775 | 3 | May 25, 2022 |
| October 2023 | $102,845,018 | 3 | May 23, 2023 |
| October 2024 | $127,395,783 | 3 | June 4, 2024 |
| October 2025 | $154,107,202 | 3 | February 24, 2025 |
| October 2026 | $177,504,806 | 3 | February 5, 2026 |

Regulatory assets under management: $115,052,775 in the October 2022 data and $177,504,806 in the October 2026 data, up 54%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $154,107,202 to $177,504,806 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Farris Capital Management Inc. (CRD 169051): Form ADV filing data as of October 2026.