{ "crd_number": 290461, "slug": "farringdon-asset-management-pte-ltd-singapore-singapore-290461", "primary_business_name": "FARRINGDON ASSET MANAGEMENT PTE LTD", "legal_name": "FARRINGDON ASSET MANAGEMENT PTE LTD", "dbas": [], "city": "Singapore, Singapore", "state": null, "country": "Singapore", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-01-12", "years_registered": 8, "period": "2026-10-01", "filing_date": "2025-03-27", "carried_forward": false, "raum_total": 341208194.0, "raum_discretionary": 178087836.0, "raum_non_discretionary": 163120358.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 16, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 341208194.0, "count": 380 } }, "compensation_types": [ "commissions", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://farringdon.com.sg" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290461", "city_as_filed": "SINGAPORE, SINGAPORE", "url": "https://advisorcensus.com/firm/farringdon-asset-management-pte-ltd-singapore-singapore-290461", "display_name": "Farringdon Asset Management Pte Ltd", "summary": "Farringdon Asset Management Pte Ltd is an SEC-registered investment advisory firm in Singapore, Singapore, Singapore, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2025.", "citation": "AdvisorCensus. Farringdon Asset Management Pte Ltd (CRD 290461): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Commissions", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Farringdon Asset Management Pte Ltd compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Farringdon Asset Management Pte Ltd reports these compensation arrangements: a percentage of assets under its management; commissions; performance-based fees." }, { "q": "How much does Farringdon Asset Management Pte Ltd charge?", "a": "Its Form ADV Part 2A brochure dated March 27, 2025 states: Hourly rate: $350 an hour (Financial planning services as well as advice and counsel for specific…). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Farringdon Asset Management Pte Ltd located?", "a": "Farringdon Asset Management Pte Ltd's principal office is in Singapore, Singapore, Singapore, according to its Form ADV." }, { "q": "Is Farringdon Asset Management Pte Ltd registered with the SEC or a state?", "a": "Farringdon Asset Management Pte Ltd is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 290461." }, { "q": "How much does Farringdon Asset Management Pte Ltd manage?", "a": "Farringdon Asset Management Pte Ltd reports $341,208,194 in regulatory assets under management in its Form ADV filing dated March 27, 2025 (52% discretionary)." }, { "q": "How have Farringdon Asset Management Pte Ltd's assets and staff changed since 2021?", "a": "In the Form ADV data for Farringdon Asset Management Pte Ltd: Regulatory assets under management: $1,182,480,342 in the October 2021 data and $341,208,194 in the October 2026 data, down 71%. Total employees: 8 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Farringdon Asset Management Pte Ltd serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (380)." }, { "q": "Does Farringdon Asset Management Pte Ltd report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290461" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1182480342.0, "total_employees": 8, "filing_date": "2021-04-15" }, { "period": "2022-10-01", "regulatory_assets_under_management": 311708092.0, "total_employees": 12, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 234550785.0, "total_employees": 10, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 237537686.0, "total_employees": 17, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 341208194.0, "total_employees": 16, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 341208194.0, "total_employees": 16, "filing_date": "2025-03-27" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2025", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $350 an hour (Financial planning services as well as advice and counsel for specific…)" ], "figures": [ { "label": "Planning fee", "statements": [ "Hourly rate: $350 an hour (Financial planning services as well as advice and counsel for specific…)" ], "quotes": [ "Financial planning services as well as advice and counsel for specific advice issues not involving an ongoing relationship will be billed at the hourly rate of $350; payable when the service is rendered." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": 350.0, "min": null, "max": null, "period": "hour", "service": "Financial planning services as well as advice and counsel for specific advice issues not involving an ongoing relationsh" } ] }, "quotes": [ "Financial planning services as well as advice and counsel for specific advice issues not involving an ongoing relationship will be billed at the hourly rate of $350; payable when the service is rendered." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/farringdon-asset-management-pte-ltd-singapore-singapore-290461.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 380, "fewer_than_5": false, "raum": 341208194.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290461", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }