# Farol Investment Advisers LP

> Farol Investment Advisers LP is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 166565
- Filed as: FAROL INVESTMENT ADVISERS LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166565
- AdvisorCensus page: https://advisorcensus.com/firm/farol-investment-advisers-lp-new-york-ny-166565

## Quick answers

**How is Farol Investment Advisers LP compensated?**
On its Form ADV (Item 5.E, October 2026), Farol Investment Advisers LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Farol Investment Advisers LP located?**
Farol Investment Advisers LP's principal office is in New York, NY, according to its Form ADV.

**Is Farol Investment Advisers LP registered with the SEC or a state?**
Farol Investment Advisers LP is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166565.

**How much does Farol Investment Advisers LP manage?**
Farol Investment Advisers LP reports $543,661,687 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (18% discretionary).

**How have Farol Investment Advisers LP's assets and staff changed since 2021?**
In the Form ADV data for Farol Investment Advisers LP: Regulatory assets under management: $178,000,000 in the October 2021 data and $543,661,687 in the October 2026 data, up 205%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Farol Investment Advisers LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does Farol Investment Advisers LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166565

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $543,661,687
- Discretionary: $96,219,615
- Non-discretionary: $447,442,072

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $543,661,687 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [farolam.com](https://farolam.com)
- LinkedIn @FAROL-ASSET-MANAGEMENT-LP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $178,000,000 | 3 | March 25, 2021 |
| October 2022 | $384,177,982 | 3 | July 15, 2022 |
| October 2023 | $454,925,622 | 3 | June 8, 2023 |
| October 2024 | $422,574,090 | 3 | May 13, 2024 |
| October 2025 | $592,395,752 | 5 | May 7, 2025 |
| October 2026 | $543,661,687 | 5 | March 31, 2026 |

Regulatory assets under management: $178,000,000 in the October 2021 data and $543,661,687 in the October 2026 data, up 205%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Farol Investment Advisers LP (CRD 166565): Form ADV filing data as of October 2026.