# FAO Wealth Inc

> FAO Wealth Inc is a state-registered investment advisory firm in Trumbull, CT, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 335746
- Filed as: FAO WEALTH INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Trumbull, CT
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335746
- AdvisorCensus page: https://advisorcensus.com/firm/fao-wealth-inc-trumbull-ct-335746

## Quick answers

**How is FAO Wealth Inc compensated?**
On its Form ADV (Item 5.E, October 2026), FAO Wealth Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is FAO Wealth Inc located?**
FAO Wealth Inc's principal office is in Trumbull, CT, according to its Form ADV.

**Is FAO Wealth Inc registered with the SEC or a state?**
FAO Wealth Inc is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335746.

**How much does FAO Wealth Inc manage?**
FAO Wealth Inc reports $44,380,981 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have FAO Wealth Inc's assets and staff changed since 2025?**
In the Form ADV data for FAO Wealth Inc: Regulatory assets under management: $0 in the October 2025 data and $44,380,981 in the October 2026 data. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does FAO Wealth Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (13); charitable organizations (1).

**Does FAO Wealth Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335746

**What changed in FAO Wealth Inc's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in CT.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $44,380,981
- Discretionary: $44,380,981
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $18,759,722 |
| High net worth individuals | 13 | $23,087,899 |
| Charitable organizations | 1 | $119,000 |
| Other | 1 | $2,414,360 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- faowealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | July 30, 2025 |
| October 2026 | $44,380,981 | 2 | April 1, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $44,380,981 in the October 2026 data.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in CT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. FAO Wealth Inc (CRD 335746): Form ADV filing data as of October 2026.