# Familywealth

> Familywealth is an SEC-registered investment advisory firm in Lake Mary, FL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 289193
- Filed as: FAMILYWEALTH
- Legal name: Familywealth Advisers LLC
- Also doing business as: FAMILYWEALTH ASSET MANAGEMENT (FWAM)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Mary, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289193
- AdvisorCensus page: https://advisorcensus.com/firm/familywealth-lake-mary-fl-289193

## Quick answers

**How is Familywealth compensated?**
On its Form ADV (Item 5.E, October 2026), Familywealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Familywealth located?**
Familywealth's principal office is in Lake Mary, FL, according to its Form ADV; the April 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Familywealth registered with the SEC or a state?**
Familywealth is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289193.

**How much does Familywealth manage?**
Familywealth reports $394,645,121 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (32% discretionary).

**How have Familywealth's assets and staff changed since 2021?**
In the Form ADV data for Familywealth: Regulatory assets under management: $249,016,763 in the October 2021 data and $394,645,121 in the October 2026 data, up 58%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Familywealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (356); high net worth individuals (26); pension and profit sharing plans (but not the plan participants or government pension plans) (24).

**Which custodians does Familywealth use?**
Familywealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Austin Capital Trust Company, Charles Schwab & Co., Inc., Fidelity Distributors Company LLC and Vanguard as custodians holding 10% or more of its separately managed account assets.

**Does Familywealth report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289193

**What changed in Familywealth's recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.C(2), 11.C(4), 11.C(5)). Employees performing advisory functions went from 13 to 12. Regulatory assets under management went from $346,344,277 to $394,645,121 (+14%). No longer lists an office in Warwick, RI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Austin Capital Trust Company
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC
- Vanguard

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $394,645,121
- Discretionary: $127,869,516
- Non-discretionary: $266,775,605

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 356 | $59,765,686 |
| High net worth individuals | 26 | $87,882,895 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $246,996,440 |
| Corporations or other businesses not listed above | 1 | $100 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 13 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, LA, MA, MD, MN, MO, MS, MT, NC, ND, NE, NM, NV, OH, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289193

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX
- Denver, CO
- Frisco, TX
- North Attleboro, MA
- Orlando, FL
- Pensacola, FL

### Websites listed on Form ADV (Item 1.I)
- familywealth.us
- Facebook @FamilyWealthUSA
- Instagram @familywealthadv
- LinkedIn @familywealth
- X @FamilyWlthAdv

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $249,016,763 | 13 | March 30, 2021 |
| October 2022 | $346,837,449 | 12 | March 25, 2022 |
| October 2023 | $263,329,287 | 14 | March 31, 2023 |
| October 2024 | $316,315,559 | 12 | September 30, 2024 |
| October 2025 | $346,344,277 | 13 | April 1, 2025 |
| October 2026 | $394,645,121 | 13 | March 31, 2026 |

Regulatory assets under management: $249,016,763 in the October 2021 data and $394,645,121 in the October 2026 data, up 58%.
Total employees: 13 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.C(2), 11.C(4), 11.C(5)).
- Employees performing advisory functions went from 13 to 12.
- Regulatory assets under management went from $346,344,277 to $394,645,121 (+14%).
- No longer lists an office in Warwick, RI.

### December 2025
- Registered or notice-filed in ND.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Familywealth (CRD 289193): Form ADV filing data as of October 2026.