{
  "crd_number": 289193,
  "slug": "familywealth-lake-mary-fl-289193",
  "primary_business_name": "FAMILYWEALTH",
  "legal_name": "FAMILYWEALTH ADVISERS LLC",
  "dbas": [
    "FAMILYWEALTH ASSET MANAGEMENT (FWAM)"
  ],
  "city": "Lake Mary",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "36740",
  "metro": {
    "cbsa_code": "36740",
    "common_name": "Orlando",
    "msa_name": "Orlando-Kissimmee-Sanford, FL",
    "path": "/advisors/fl/orlando"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-08-28",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 394645121.0,
  "raum_discretionary": 127869516.0,
  "raum_non_discretionary": 266775605.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 12,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 59765686.0,
      "count": 356
    },
    "pension_profit_sharing": {
      "raum": 246996440.0,
      "count": 24
    },
    "high_net_worth_individuals": {
      "raum": 87882895.0,
      "count": 26
    },
    "corporations_other_businesses": {
      "raum": 100.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IA",
    "IL",
    "IN",
    "KS",
    "LA",
    "MA",
    "MD",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NM",
    "NV",
    "OH",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://facebook.com/FamilyWealthUSA",
    "https://familywealth.us",
    "https://instagram.com/familywealthadv",
    "https://linkedin.com/company/familywealth",
    "https://twitter.com/FamilyWlthAdv"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289193",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "LAKE MARY",
  "url": "https://advisorcensus.com/firm/familywealth-lake-mary-fl-289193",
  "display_name": "Familywealth",
  "summary": "Familywealth is an SEC-registered investment advisory firm in Lake Mary, FL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Familywealth (CRD 289193): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Familywealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Familywealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Familywealth located?",
      "a": "Familywealth's principal office is in Lake Mary, FL, according to its Form ADV; the April 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Familywealth registered with the SEC or a state?",
      "a": "Familywealth is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289193."
    },
    {
      "q": "How much does Familywealth manage?",
      "a": "Familywealth reports $394,645,121 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (32% discretionary)."
    },
    {
      "q": "How have Familywealth's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Familywealth: Regulatory assets under management: $249,016,763 in the October 2021 data and $394,645,121 in the October 2026 data, up 58%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Familywealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (356); high net worth individuals (26); pension and profit sharing plans (but not the plan participants or government pension plans) (24)."
    },
    {
      "q": "Which custodians does Familywealth use?",
      "a": "Familywealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Austin Capital Trust Company, Charles Schwab & Co., Inc., Fidelity Distributors Company LLC and Vanguard as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Familywealth report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289193"
    },
    {
      "q": "What changed in Familywealth's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.C(2), 11.C(4), 11.C(5)). Employees performing advisory functions went from 13 to 12. Regulatory assets under management went from $346,344,277 to $394,645,121 (+14%). No longer lists an office in Warwick, RI."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 249016763.0,
      "total_employees": 13,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 346837449.0,
      "total_employees": 12,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 263329287.0,
      "total_employees": 14,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 316315559.0,
      "total_employees": 12,
      "filing_date": "2024-09-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 346344277.0,
      "total_employees": 13,
      "filing_date": "2025-04-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 394645121.0,
      "total_employees": 13,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.C(2), 11.C(4), 11.C(5)).",
        "Employees performing advisory functions went from 13 to 12.",
        "Regulatory assets under management went from $346,344,277 to $394,645,121 (+14%).",
        "No longer lists an office in Warwick, RI."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in ND."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Austin Capital Trust Company",
      "name_as_filed": "AUSTIN CAPITAL TRUST COMPANY",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Distributors Company LLC",
      "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC",
      "affiliated": false
    },
    {
      "name": "Vanguard",
      "name_as_filed": "VANGUARD",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/familywealth-lake-mary-fl-289193.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 356,
      "fewer_than_5": false,
      "raum": 59765686.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 26,
      "fewer_than_5": false,
      "raum": 87882895.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 24,
      "fewer_than_5": false,
      "raum": 246996440.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 100.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289193",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}